LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

60 hedge funds and large institutions have $32M invested in BNY Mellon Strategic Municipals in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-6
Holders Change %
-9.09%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
23
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
$4.47M
2
ITIM
Indiana Trust & Investment Management
Indiana
$1.93M
3
AAM
Advisors Asset Management
Colorado
$1.81M
4
UBS Group
UBS Group
Switzerland
$1.36M
5
Baird Financial Group
Baird Financial Group
Wisconsin
$1.02M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$1.89M
2
BW
Bison Wealth
Georgia
$0
3
SIA
Sit Investment Associates
Minnesota
$2.33M
4
MIM
Macroview Investment Management
Maryland
$799K
5
CS
Credit Suisse
Switzerland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$4.47M +$2.23M +248,110 +99%
SIA
2
Sit Investment Associates
Minnesota
$2.33M -$356K -39,672 -13%
LPL Financial
3
LPL Financial
California
$2.07M +$180K +19,720 +10%
CIA
4
Capital Investment Advisors
Georgia
$1.95M -$33.3K -3,715 -2%
ITIM
5
Indiana Trust & Investment Management
Indiana
$1.93M +$1.93M +215,008 New
Morgan Stanley
6
Morgan Stanley
New York
$1.89M -$1.32M -147,487 -41%
AAM
7
Advisors Asset Management
Colorado
$1.81M +$684K +76,217 +61%
UBS Group
8
UBS Group
Switzerland
$1.36M +$667K +74,356 +97%
Wells Fargo
9
Wells Fargo
California
$1.27M +$64.3K +7,170 +5%
RJA
10
Raymond James & Associates
Florida
$1.17M +$54.9K +6,114 +5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.02M +$289K +32,253 +40%
VanEck Associates
12
VanEck Associates
New York
$932K +$238K +26,514 +34%
HighTower Advisors
13
HighTower Advisors
Illinois
$857K +$117K +13,029 +16%
PMG
14
ProVise Management Group
Florida
$828K +$66.7K +7,437 +9%
MIM
15
Macroview Investment Management
Maryland
$799K -$257K -28,675 -24%
CA
16
Cornerstone Advisory
Maryland
$509K -$214K -23,865 -30%
MAM
17
Marquette Asset Management
Minnesota
$504K – – –
WA
18
WealthTrust Axiom
Pennsylvania
$462K +$27.1K +3,023 +6%
DLG
19
Daniel L. Goodwin
$431K – – –
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$340K +$18.7K +2,091 +6%
SWP
21
Stratos Wealth Partners
Ohio
$269K – – –
HCM
22
Hollencrest Capital Management
California
$256K – – –
RJFSA
23
Raymond James Financial Services Advisors
Florida
$254K – – –
IAMOG
24
Investors Asset Management of Georgia
Georgia
$250K – – –
SBWM
25
Sunflower Bank Wealth Management
Arizona
$247K – – –
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