NWAM LLC’s High Yield ETF HYLD Stock Holding History

NWAM LLC’s Portfolio HYLD Stock Details HYLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-29,345	Closed	-$926K	–	578
2021 Q4	$926K	Sell	29,345 -534	-2%	-$17K	0.07%	232
2021 Q3	$957K	Sell	29,879 -1,935	-6%	-$62.5K	0.09%	225
2021 Q2	$1.03M	Sell	31,814 -1,068	-3%	-$34.7K	0.1%	199
2021 Q1	$1.07M	Sell	32,882 -290	-0.9%	-$9.36K	0.11%	193
2020 Q4	$1.06M	Sell	33,172 -349	-1%	-$10.9K	0.12%	170
2020 Q3	$1.01M	Sell	33,521 -751	-2%	-$22.3K	0.17%	127
2020 Q2	$1.01M	Sell	34,272 -106	-0.3%	-$2.9K	0.14%	145
2020 Q1	$856	Sell	34,378 -1,143	-3%	-$36.3K	0.02%	163
2019 Q4	$1.19M	Sell	35,521 -675	-2%	-$22.6K	0.21%	107
2019 Q3	$1.23M	Sell	36,196 -4,909	-12%	-$168K	0.23%	99
2019 Q2	$1.41M	Buy	41,105 +409	+1%	+$14.2K	0.28%	86
2019 Q1	$1.42M	Buy	40,696 +945	+2%	+$32.6K	0.31%	76
2018 Q4	$1.34M	Sell	39,751 -968	-2%	-$34.3K	0.34%	70
2018 Q3	$1.49M	Buy	+40,719	New	+$1.49M	0.34%	68
2018 Q2	–	Sell	-42,640	Closed	-$1.56M	–	369
2018 Q1	$1.56M	Sell	42,640 -1,124	-3%	-$41.1K	0.39%	62
2017 Q4	$1.58M	Buy	43,764 +349	+0.8%	+$12.6K	0.4%	62
2017 Q3	$1.56M	Buy	43,415 +354	+0.8%	+$12.7K	0.41%	62
2017 Q2	$1.55M	Buy	43,061 +1,413	+3%	+$50.8K	0.27%	59
2017 Q1	$1.48M	Buy	41,648 +2,200	+6%	+$79.2K	0.45%	53
2016 Q4	$1.41M	Sell	39,448 -2,009	-5%	-$70.3K	0.47%	52
2016 Q3	$1.45M	Sell	41,457 -2,906	-7%	-$101K	0.11%	50
2016 Q2	$1.5M	Buy	44,363 +173	+0.4%	+$5.7K	0.59%	41
2016 Q1	$1.4M	Buy	44,190 +2,517	+6%	+$78.8K	0.55%	44
2015 Q4	$1.36M	Buy	+41,673	New	+$1.47M	0.55%	46
2015 Q2	–	Sell	-40,029	Closed	-$1.66M	–	283
2015 Q1	$1.66M	Buy	40,029 +5,156	+15%	+$215K	0.71%	37
2014 Q4	$1.44M	Buy	34,873 +5,759	+20%	+$265K	0.63%	39
2014 Q3	$1.46M	Buy	29,114 +1,652	+6%	+$86.2K	0.52%	48
2014 Q2	$1.46M	Buy	27,462 +179	+0.7%	+$9.47K	0.46%	55
2014 Q1	$1.44M	Sell	27,283 -3,493	-11%	-$183K	0.49%	55
2013 Q4	$1.59M	Sell	30,776 -1,946	-6%	-$101K	0.84%	41
2013 Q3	$1.68M	Sell	32,722 -997	-3%	-$51K	0.82%	45
2013 Q2	$1.68M	Buy	+33,719	New	+$1.74M	0.85%	43

Other funds holding HYLD

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Flagstar Advisors New York $331M AUM 40.98% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Summit Financial Parsippany, New Jersey $7.85B AUM 20.99% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NWAM LLC's HYLD Position: Q1 2022 in Review

NWAM LLC sold out of High Yield ETF (HYLD) in Q1 2022, closing a stake of 29,345 shares — an estimated $926K sold.

NWAM LLC first reported a position in HYLD in Q2 2013 and held it in 32 quarters. The position peaked at $1.68M in Q3 2013. 34 funds tracked by Wall St. Rank hold HYLD as of Q1 2022.

NWAM LLC reported no remaining High Yield ETF position as of Q1 2022 after selling out during the quarter.
NWAM LLC sold 29,345 High Yield ETF shares in Q1 2022, an estimated $926K.
NWAM LLC first reported a position in High Yield ETF in Q2 2013 and held it in 32 quarters.
NWAM LLC's High Yield ETF position peaked at $1.68M in Q3 2013.
34 funds tracked by Wall St. Rank held High Yield ETF as of Q1 2022.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.