NWAM LLC’s First Trust/abrdn Global Opportunity Income Fund FAM Stock Holding History

NWAM LLC’s Portfolio FAM Stock Details FAM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-15,101	Closed	-$159K	–	429
2019 Q3	$159K	Hold	15,101	–	–	0.03%	369
2019 Q2	$157K	Hold	15,101	–	–	0.03%	361
2019 Q1	$152K	Sell	15,101 -511	-3%	-$5.06K	0.03%	339
2018 Q4	$146K	Sell	15,612 -776	-5%	-$7.16K	0.04%	307
2018 Q3	$157K	Sell	16,388 -1,021	-6%	-$10K	0.04%	327
2018 Q2	$175K	Sell	17,409 -3,287	-16%	-$35K	0.04%	317
2018 Q1	$236K	Sell	20,696 -169	-0.8%	-$1.95K	0.06%	284
2017 Q4	$243K	Hold	20,865	–	–	0.06%	261
2017 Q3	$246K	Hold	20,865	–	–	0.06%	266
2017 Q2	$243K	Sell	20,865 -20,551	-50%	-$244K	0.04%	258
2017 Q1	$481K	Hold	41,416	–	–	0.15%	151
2016 Q4	$462K	Sell	41,416 -2,000	-5%	-$22.3K	0.15%	148
2016 Q3	$511K	Hold	43,416	–	–	0.04%	135
2016 Q2	$497K	Sell	43,416 -1,007	-2%	-$11.1K	0.2%	115
2016 Q1	$487K	Hold	44,423	–	–	0.19%	114
2015 Q4	$450K	Buy	+44,423	New	+$449K	0.18%	118
2015 Q3	–	Sell	-70,000	Closed	-$767K	–	238
2015 Q2	$767K	Sell	70,000 -1,252	-2%	-$14.3K	0.32%	75
2015 Q1	$835K	Hold	71,252	–	–	0.36%	68
2014 Q4	$858K	Hold	71,252	–	–	0.37%	69
2014 Q3	$969K	Hold	71,252	–	–	0.35%	76
2014 Q2	$1.05M	Buy	71,252 +10,000	+16%	+$143K	0.33%	84
2014 Q1	$854K	Buy	+61,252	New	+$850K	0.29%	87

Other funds holding FAM

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NWAM LLC's FAM Position: Q4 2019 in Review

NWAM LLC sold out of First Trust/abrdn Global Opportunity Income Fund (FAM) in Q4 2019, closing a stake of 15,101 shares — an estimated $159K sold.

NWAM LLC first reported a position in FAM in Q1 2014 and held it in 22 quarters. The position peaked at $1.05M in Q2 2014. 44 funds tracked by Wall St. Rank hold FAM as of Q4 2019.

NWAM LLC reported no remaining First Trust/abrdn Global Opportunity Income Fund position as of Q4 2019 after selling out during the quarter.
NWAM LLC sold 15,101 First Trust/abrdn Global Opportunity Income Fund shares in Q4 2019, an estimated $159K.
NWAM LLC first reported a position in First Trust/abrdn Global Opportunity Income Fund in Q1 2014 and held it in 22 quarters.
NWAM LLC's First Trust/abrdn Global Opportunity Income Fund position peaked at $1.05M in Q2 2014.
44 funds tracked by Wall St. Rank held First Trust/abrdn Global Opportunity Income Fund as of Q4 2019.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.