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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+19.83%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$844M
AUM Growth
+$130M
Cap. Flow
-$20.3M
Cap. Flow %
-2.41%
Top 10 Hldgs %
59.42%
Holding
230
New
30
Increased
82
Reduced
99
Closed
18

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$14.8M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.84M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.83M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$6.29M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17.5M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$13.4M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.89M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.08M
5
MBB icon
iShares MBS ETF
MBB
+$4.42M

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.93%
2 Technology 7.08%
3 Financials 3.34%
4 Healthcare 2.42%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
201
ResMed
RMD
$31.1B
$200K 0.02%
+1,042
New +$170K
GAB icon
202
Gabelli Equity Trust
GAB
$1.73B
$181K 0.02%
36,812
-16
-0% -$73
FCX icon
203
Freeport-McMoran
FCX
$86.2B
$177K 0.02%
15,298
-28
-0.2% -$257
GE icon
204
GE Aerospace
GE
$364B
$173K 0.02%
5,082
+301
+6% +$10.2K
STL
205
DELISTED
Sterling Bancorp
STL
$130K 0.02%
11,092
-3
-0% -$34
F icon
206
Ford
F
$60.9B
$106K 0.01%
17,434
-623
-3% -$3.45K
GNSS icon
207
Genasys
GNSS
$76.5M
$100K 0.01%
20,576
-12,424
-38% -$54.8K
JFR icon
208
Nuveen Floating Rate Income Fund
JFR
$1.23B
$82K 0.01%
10,380
+235
+2% +$1.81K
PLM
209
DELISTED
PolyMet Mining Corp.
PLM
$74K 0.01%
18,164
-96
-0.5% -$278
SMSI icon
210
Smith Micro Software
SMSI
$13.6M
$45K 0.01%
+252
New +$45.6K
WLL
211
DELISTED
Whiting Petroleum Corporation
WLL
$20K ﹤0.01%
+236
New +$18.4K
MBRX icon
212
Moleculin Biotech
MBRX
$9.61M
$10K ﹤0.01%
+5
New +$11.9K
ABT icon
213
Abbott
ABT
$187B
– –
-54,722
Closed -$4.32M
AEP icon
214
American Electric Power
AEP
$70.4B
– –
-2,769
Closed -$221K
BNDX icon
215
Vanguard Total International Bond ETF
BNDX
$82B
– –
-8,015
Closed -$451K
BP icon
216
BP
BP
$112B
– –
-11,058
Closed -$270K
CWB icon
217
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
– –
-7,705
Closed -$369K
EMB icon
218
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-3,745
Closed -$376K
FSK icon
219
FS KKR Capital
FSK
$3.01B
– –
-295,309
Closed -$3.54M
IXUS icon
220
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
– –
-6,007
Closed -$282K
KRG icon
221
Kite Realty
KRG
$5.86B
– –
-10,335
Closed -$98K
MGC icon
222
Vanguard Morningstar Mega Cap ETF
MGC
$9.71B
– –
-4,126
Closed -$208K
ORCL icon
223
Oracle
ORCL
$339B
– –
-6,108
Closed -$295K
REFR icon
224
Research Frontiers
REFR
$13.6M
– –
-35,461
Closed -$83K
VFC icon
225
VF Corp
VFC
$5.92B
– –
-3,977
Closed -$215K
6 7 8
9
10

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DTC
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NorthRock Partners's Q2 2020 Portfolio in Review

As of Q2 2020, NorthRock Partners held 230 positions worth $844M, up 18% from $714M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners's Q2 2020 filing shows 30 new, 82 increased, 99 reduced and 18 closed positions. Its largest new stake was FS KKR Capital Corp. II: 161,210 shares worth $2.08M. The largest sale was iShares Russell 1000 Value ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Consumer Staples at 13% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q2 2020 buy was FS KKR Capital Corp. II: 161,210 shares worth $2.08M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q2 2020, an estimated $14.8M increase.
  • NorthRock Partners's biggest Q2 2020 reduction was iShares Russell 1000 Value ETF, cutting an estimated $17.5M.
  • NorthRock Partners fully exited Abbott in Q2 2020, selling an estimated $4.32M.
  • NorthRock Partners's ten largest holdings make up 59% of its $844M portfolio in Q2 2020.
  • NorthRock Partners opened 30 new positions and closed 18 in Q2 2020.
  • NorthRock Partners's portfolio value rose 18% quarter-over-quarter to $844M.

Based on NorthRock Partners's 13F filing for Q2 2020, filed 11 Aug 2020.