NP

NorthRock Partners Portfolio holdings

AUM $3.86B
1-Year Est. Return 13.95%
This Quarter Est. Return
1 Year Est. Return
+13.95%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$844M
AUM Growth
+$130M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
230
New
Increased
Reduced
Closed

Top Buys

1
+$15M
2
+$10.8M
3
+$10.4M
4
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
+$8.4M
5
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
+$6.85M

Top Sells

1
+$318M
2
+$99.6M
3
+$96.9M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$69M
5
BND icon
Vanguard Total Bond Market
BND
+$27.8M

Sector Composition

1 Consumer Staples 12.93%
2 Technology 7.08%
3 Financials 3.34%
4 Healthcare 2.42%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$200K 0.02%
+1,042
202
$181K 0.02%
36,812
-16
203
$177K 0.02%
15,298
-28
204
$173K 0.02%
5,082
+301
205
$130K 0.02%
11,092
-3
206
$106K 0.01%
17,434
-623
207
$100K 0.01%
20,576
-12,424
208
$82K 0.01%
10,380
+235
209
$74K 0.01%
18,164
-96
210
$45K 0.01%
+1,261
211
$20K ﹤0.01%
+236
212
$10K ﹤0.01%
+115
213
– –
-295,309
214
– –
-6,007
215
– –
-54,722
216
– –
-2,769
217
– –
-8,015
218
– –
-11,058
219
– –
-7,705
220
– –
-3,745
221
– –
-10,335
222
– –
-4,126
223
– –
-6,108
224
– –
-35,461
225
– –
-3,977
6 7 8
9
10