NP

NorthRock Partners Portfolio holdings

AUM $5.92B
1-Year Est. Return 14.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$844M
AUM Growth
+$130M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
230
New
Increased
Reduced
Closed

Top Buys

1
+$14.8M
2
+$10.2M
3
+$9.84M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.83M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$6.29M

Top Sells

1
+$17.5M
2
+$13.4M
3
+$7.89M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.08M
5
MBB icon
iShares MBS ETF
MBB
+$4.42M

Sector Composition

1 Consumer Staples 12.93%
2 Technology 7.08%
3 Financials 3.34%
4 Healthcare 2.42%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$200K 0.02%
+1,042
202
$181K 0.02%
36,812
-16
203
$177K 0.02%
15,298
-28
204
$173K 0.02%
5,082
+301
205
$130K 0.02%
11,092
-3
206
$106K 0.01%
17,434
-623
207
$100K 0.01%
20,576
-12,424
208
$82K 0.01%
10,380
+235
209
$74K 0.01%
18,164
-96
210
$45K 0.01%
+1,261
211
$20K ﹤0.01%
+236
212
$10K ﹤0.01%
+5
213
– –
-2,769
214
– –
-8,015
215
– –
-11,058
216
– –
-3,977
217
– –
-7,927
218
– –
-3,697
219
– –
-6,937
220
– –
-54,722
221
– –
-7,705
222
– –
-3,745
223
– –
-295,309
224
– –
-6,007
225
– –
-10,335
6 7 8
9
10