NorthRock Partners’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-10,536	Closed	-$88K	–	239
2020 Q3	$88K	Buy	10,536 +156	+2%	+$1.3K	0.01%	219
2020 Q2	$82K	Buy	10,380 +235	+2%	+$1.86K	0.01%	208
2020 Q1	$77K	Buy	+10,145	New	+$77K	0.01%	199