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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
176
Gilead Sciences
GILD
$162B
$221K 0.03%
2,955
-9,464
-76% -$654K
MDT icon
177
Medtronic
MDT
$109B
$216K 0.03%
2,391
-1,276
-35% -$136K
VIGI icon
178
Vanguard International Dividend Appreciation ETF
VIGI
$9.08B
$216K 0.03%
3,697
-1,729
-32% -$117K
VFC icon
179
VF Corp
VFC
$5.63B
$215K 0.03%
3,977
-3,358
-46% -$262K
VBR icon
180
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$213K 0.03%
2,395
-56
-2% -$6.79K
VT icon
181
Vanguard Total World Stock ETF
VT
$77.1B
$213K 0.03%
3,349
+3,200
+2,148% +$241K
UNP icon
182
Union Pacific
UNP
$174B
$212K 0.03%
1,501
-512
-25% -$84.6K
WMT icon
183
Walmart Inc
WMT
$885B
$211K 0.03%
5,580
-6,057
-52% -$233K
VTEB icon
184
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$209K 0.03%
3,953
-716
-15% -$38.3K
MGC icon
185
Vanguard Morningstar Mega Cap ETF
MGC
$9.99B
$208K 0.03%
4,126
+3,778
+1,086% +$403K
VMBS icon
186
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$205K 0.03%
+3,757
New +$201K
MGEE icon
187
MGE Energy Inc
MGEE
$3B
$202K 0.03%
3,090
-221
-7% -$16.5K
IAU icon
188
iShares Gold Trust
IAU
$62.9B
$198K 0.03%
6,578
-767
-10% -$23.2K
PDT
189
John Hancock Premium Dividend Fund
PDT
$634M
$191K 0.03%
15,640
-9,485
-38% -$153K
GE icon
190
GE Aerospace
GE
$374B
$189K 0.03%
4,781
-10,339
-68% -$551K
GAB icon
191
Gabelli Equity Trust
GAB
$1.75B
$157K 0.02%
36,828
+40
+0.1% +$220
SBH icon
192
Sally Beauty Holdings
SBH
$1.43B
$138K 0.02%
17,100
-57,092
-77% -$758K
STL
193
DELISTED
Sterling Bancorp
STL
$116K 0.02%
11,095
-53
-0.5% -$914
GNSS icon
194
Genasys
GNSS
$76.1M
$108K 0.02%
+33,000
New +$105K
FCX icon
195
Freeport-McMoran
FCX
$90B
$103K 0.01%
+15,326
New +$160K
KRG icon
196
Kite Realty
KRG
$5.81B
$98K 0.01%
10,335
+350
+4% +$5.61K
F icon
197
Ford
F
$58.5B
$87K 0.01%
18,057
+2,143
+13% +$16.1K
REFR icon
198
Research Frontiers
REFR
$14M
$83K 0.01%
35,461
-87
-0.2% -$278
JFR icon
199
Nuveen Floating Rate Income Fund
JFR
$1.24B
$77K 0.01%
+10,145
New +$94K
PLM
200
DELISTED
PolyMet Mining Corp.
PLM
$43K 0.01%
18,260
+189
+1% +$519
6 7
8
9 10

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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.