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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$350M
AUM Growth
-$29.8M
Cap. Flow
-$42.8M
Cap. Flow %
-12.25%
Top 10 Hldgs %
85.6%
Holding
97
New
7
Increased
27
Reduced
31
Closed
21

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$12.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$465K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$379K
5
MCD icon
McDonald's
MCD
+$313K

Top Sells

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31.9M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$20.7M
3
MSFT icon
Microsoft
MSFT
+$2.83M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
NEWR
New Relic, Inc.
NEWR
+$957K

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.96%
2 Financials 5.52%
3 Industrials 2.04%
4 Technology 1.27%
5 Healthcare 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRAP icon
76
Wrap Technologies
WRAP
$103M
$156K 0.04%
25,000
– –
ADP icon
77
Automatic Data Processing
ADP
$106B
– –
-1,314
Closed -$212K
AEP icon
78
American Electric Power
AEP
$69.6B
– –
-119,325
Closed -$119K
BP icon
79
BP
BP
$116B
– –
-8,297
Closed -$356K
CSCO icon
80
Cisco
CSCO
$457B
– –
-14,317
Closed -$774K
DIA icon
81
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-1,396
Closed -$362K
DOCU
82
DocuSign
DOCU
$10.5B
– –
-5,000
Closed -$259K
EFA icon
83
iShares MSCI EAFE ETF
EFA
$78B
– –
-3,406
Closed -$221K
GSK icon
84
GSK
GSK
$104B
– –
-4,101
Closed -$217K
HSII
85
DELISTED
Heidrick & Struggles
HSII
– –
-29,092
Closed -$29K
IJH icon
86
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-5,280
Closed -$201K
KMI icon
87
Kinder Morgan
KMI
$71.7B
– –
-32,132
Closed -$58K
MDT icon
88
Medtronic
MDT
$109B
– –
-2,644
Closed -$243K
NNDM
89
Nano Dimension
NNDM
$316M
– –
-68,180
Closed -$484K
OPRX icon
90
OptimizeRx
OPRX
$114M
– –
-10,000
Closed -$127K
PNR icon
91
Pentair
PNR
$10.4B
– –
-5,242
Closed -$204K
SNAP icon
92
Snap
SNAP
$7.89B
– –
-21,135
Closed -$232K
V icon
93
Visa
V
$684B
– –
-1,372
Closed -$213K
VWO icon
94
Vanguard FTSE Emerging Markets ETF
VWO
$121B
– –
-5,813
Closed -$247K
XOM icon
95
ExxonMobil
XOM
$644B
– –
-9,797
Closed -$792K
NEWR
96
DELISTED
New Relic, Inc.
NEWR
– –
-9,692
Closed -$957K
BSCJ
97
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-1,514,613
Closed -$31.9M
1 2 3
4

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WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q2 2019 Portfolio in Review

As of Q2 2019, NorthRock Partners held 97 positions worth $350M, down 7.8% from $379M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

NorthRock Partners withdrew a net $42.8M in Q2 2019, closing 21 positions and reducing 31 holdings. Its most notable exit was Invesco BulletShares 2019 Corporate Bond ETF, an estimated $31.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 7% of assets, up from 2.6% a quarter earlier, followed by Financials and Industrials.

Against the trend, NorthRock Partners opened a new position in State Street SPDR S&P 600 Small Cap Value ETF worth $379K.

  • NorthRock Partners's largest Q2 2019 buy was State Street SPDR S&P 600 Small Cap Value ETF: 6,250 shares worth $379K.
  • NorthRock Partners added most to Target in Q2 2019, an estimated $12.9M increase.
  • NorthRock Partners's biggest Q2 2019 reduction was ClearBridge MLP and Midstream Fund Inc., cutting an estimated $20.7M.
  • NorthRock Partners fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q2 2019, selling an estimated $31.9M.
  • NorthRock Partners's ten largest holdings make up 86% of its $350M portfolio in Q2 2019.
  • NorthRock Partners opened 7 new positions and closed 21 in Q2 2019.
  • NorthRock Partners's portfolio value fell 7.8% quarter-over-quarter to $350M.

Based on NorthRock Partners's 13F filing for Q2 2019, filed 12 Aug 2019.