NP

NorthRock Partners Portfolio holdings

AUM $3.86B
This Quarter Return
+3.87%
1 Year Return
+13.95%
3 Year Return
+63.93%
5 Year Return
+112.1%
10 Year Return
+187.97%
AUM
$350M
AUM Growth
+$350M
Cap. Flow
-$42.3M
Cap. Flow %
-12.09%
Top 10 Hldgs %
85.6%
Holding
97
New
7
Increased
27
Reduced
31
Closed
21

Top Buys

1
TGT icon
Target
TGT
$13.8M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.42M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
$474K
4
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$379K
5
MCD icon
McDonald's
MCD
$328K

Top Sells

1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$31.9M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$20.5M
3
MSFT icon
Microsoft
MSFT
$2.99M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
$1.24M
5
NEWR
New Relic, Inc.
NEWR
$957K

Sector Composition

1 Consumer Staples 6.96%
2 Financials 5.52%
3 Industrials 2.04%
4 Technology 1.27%
5 Healthcare 1.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WRAP icon
76
Wrap Technologies
WRAP
$70.6M
$156K 0.04%
25,000
– –
ADP icon
77
Automatic Data Processing
ADP
$123B
– –
-1,314
Closed -$212K
AEP icon
78
American Electric Power
AEP
$59.4B
– –
-119,325
Closed -$119K
BP icon
79
BP
BP
$90.8B
– –
-8,159
Closed -$356K
CSCO icon
80
Cisco
CSCO
$274B
– –
-14,317
Closed -$774K
DIA icon
81
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.9B
– –
-1,396
Closed -$362K
DOCU icon
82
DocuSign
DOCU
$15.5B
– –
-5,000
Closed -$259K
EFA icon
83
iShares MSCI EAFE ETF
EFA
$66B
– –
-3,406
Closed -$221K
GSK icon
84
GSK
GSK
$79.9B
– –
-5,126
Closed -$217K
HSII icon
85
Heidrick & Struggles
HSII
$1.05B
– –
-29,092
Closed -$29K
IJH icon
86
iShares Core S&P Mid-Cap ETF
IJH
$100B
– –
-1,056
Closed -$201K
KMI icon
87
Kinder Morgan
KMI
$60B
– –
-32,132
Closed -$58K
MDT icon
88
Medtronic
MDT
$119B
– –
-2,644
Closed -$243K
NNDM
89
Nano Dimension
NNDM
$300M
– –
-681,800
Closed -$484K
OPRX icon
90
OptimizeRx
OPRX
$335M
– –
-10,000
Closed -$127K
PNR icon
91
Pentair
PNR
$17.6B
– –
-5,242
Closed -$204K
SNAP icon
92
Snap
SNAP
$12.1B
– –
-21,135
Closed -$232K
V icon
93
Visa
V
$683B
– –
-1,372
Closed -$213K
VWO icon
94
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
– –
-5,813
Closed -$247K
XOM icon
95
Exxon Mobil
XOM
$487B
– –
-9,797
Closed -$792K
NEWR
96
DELISTED
New Relic, Inc.
NEWR
– –
-9,692
Closed -$957K
BSCJ
97
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-1,514,613
Closed -$31.9M
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