NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGE icon
901
iShares North American Natural Resources ETF
IGE
$777M
– –
-1,001
IGM icon
902
iShares Expanded Tech Sector ETF
IGM
$9.13B
– –
-225
IGSB icon
903
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
– –
-3,123
IHAK icon
904
iShares Cybersecurity and Tech ETF
IHAK
$811M
– –
-147
IJK icon
905
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.6B
– –
-1,890
IMCG icon
906
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.24B
– –
-182
IMTM icon
907
iShares MSCI Intl Momentum Factor ETF
IMTM
$3.82B
– –
-588
ISCB icon
908
iShares Morningstar Small-Cap ETF
ISCB
$263M
– –
-768
IUSV icon
909
iShares Core S&P US Value ETF
IUSV
$24.2B
– –
-1,756
IUSG icon
910
iShares Core S&P US Growth ETF
IUSG
$27.9B
– –
-551
IVOV icon
911
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.17B
– –
-104
IWC icon
912
iShares Micro-Cap ETF
IWC
$1.27B
– –
-235
IXP icon
913
iShares Global Comm Services ETF
IXP
$718M
– –
-998
IXUS icon
914
iShares Core MSCI Total International Stock ETF
IXUS
$55.5B
– –
-285
IYJ icon
915
iShares US Industrials ETF
IYJ
$1.77B
– –
-487
IYK icon
916
iShares US Consumer Staples ETF
IYK
$1.22B
– –
-1,865
JIRE icon
917
JPMorgan International Research Enhanced Equity ETF
JIRE
$9.99B
– –
-379
JMEE icon
918
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.24B
– –
-8
JNK icon
919
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.93B
– –
-150
JPIN icon
920
JPMorgan Diversified Return International Equity ETF
JPIN
$382M
– –
-1,661
MINT icon
921
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$14.7B
– –
-2,019
MJ icon
922
Amplify Alternative Harvest ETF
MJ
$140M
– –
-141
OXY.WS icon
923
Occidental Petroleum Corp Warrants
OXY.WS
$21.4B
– –
-23
PSP icon
924
Invesco Global Listed Private Equity ETF
PSP
$338M
– –
-638
SCHZ icon
925
Schwab US Aggregate Bond ETF
SCHZ
$9.71B
– –
-432
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