NP
UCON icon

NorthRock Partners’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

NorthRock Partners’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-460
Closed -$11.4K – 919
2025
Q1 		$11.4K Hold
460
– – ﹤0.01% 773
2024
Q4 		$11.3K Hold
460
– – ﹤0.01% 722
2024
Q3 		$11.6K Hold
460
– – ﹤0.01% 760
2024
Q2 		$11.2K Hold
460
– – ﹤0.01% 745
2024
Q1 		$11.3K Sell
460
-115
-20% -$2.83K ﹤0.01% 735
2023
Q4 		$14.2K Buy
+575
New +$13.8K ﹤0.01% 668

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

NorthRock Partners's UCON Position: Q2 2025 in Review

NorthRock Partners sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q2 2025, closing a stake of 460 shares — an estimated $11.4K sold.

NorthRock Partners first reported a position in UCON in Q4 2023 and held it in 6 quarters. The position peaked at $14.2K in Q4 2023. 275 funds tracked by Wall St. Rank hold UCON as of Q2 2025.

  • NorthRock Partners reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q2 2025 after selling out during the quarter.
  • NorthRock Partners sold 460 First Trust Smith Unconstrained Bond ETF shares in Q2 2025, an estimated $11.4K.
  • NorthRock Partners first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2023 and held it in 6 quarters.
  • NorthRock Partners's First Trust Smith Unconstrained Bond ETF position peaked at $14.2K in Q4 2023.
  • 275 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2025.

Based on NorthRock Partners's 13F filing for Q2 2025, filed 25 Jul 2025.