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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
(+149%)
Cap. Flow
+$1.27B
Cap. Flow
% of AUM
53.15%
Top 10 Holdings %
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$137M |
| 2 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$97.7M |
| 3 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$80.1M |
| 4 |
Apple
AAPL
|
+$74.1M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$70.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$799K |
| 2 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$738K |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$351K |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$259K |
| 5 |
NVO
Novo Nordisk
NVO
|
+$253K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.91% |
| 2 | Consumer Staples | 6.84% |
| 3 | Financials | 3.77% |
| 4 | Healthcare | 3.74% |
| 5 | Consumer Discretionary | 3.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
CALL
Dropbox
DBX
$7.49B
| – | – |
-300
| Closed | -$8.17K |
|
752
Cheniere Energy
LNG
$54.1B
| – | – |
-1,461
| Closed | -$242K |
|
|
NVO
753
Novo Nordisk
NVO
$228B
| – | – |
-2,781
| Closed | -$253K |
|
754
Snap-on
SNA
$21.2B
| – | – |
-785
| Closed | -$200K |
|
755
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$672M
| – | – |
-3,594
| Closed | -$225K |
|
756
VF Corp
VFC
$5.87B
| – | – |
-11,956
| Closed | -$211K |
|
757
VeriSign
VRSN
$25.9B
| – | – |
-1,016
| Closed | -$206K |
|
758
Workhorse Group
WKHS
$34.5M
| – | – |
-8
| Closed | -$9.39K |
|
|
ZOM
759
DELISTED
Zomedica Corp.
ZOM
| – | – |
-14,250
| Closed | -$2.38K |
|
|
ATVI
760
DELISTED
Activision Blizzard
ATVI
| – | – |
-2,277
| Closed | -$213K |
|
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NorthRock Partners's Q4 2023 Portfolio in Review
As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.
- NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
- NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
- NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
- NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
- NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
- NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.
Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.