NorthRock Partners’s FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund TLTD Stock Holding History

NorthRock Partners’s Portfolio TLTD Stock Details TLTD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-3,594	Closed	-$225K	–	755
2023 Q3	$225K	Buy	3,594 +17	+0.5%	+$1.1K	0.02%	305
2023 Q2	$232K	Buy	3,577 +56	+2%	+$3.65K	0.03%	265
2023 Q1	$227K	Buy	3,521 +7	+0.2%	+$447	0.02%	286
2022 Q4	$212K	Buy	+3,514	New	+$201K	0.02%	318
2022 Q3	–	Sell	-3,484	Closed	-$201K	–	330
2022 Q2	$201K	Buy	3,484 +62	+2%	+$3.92K	0.02%	290
2022 Q1	$233K	Buy	3,422 +6	+0.2%	+$416	0.02%	295
2021 Q4	$246K	Buy	+3,416	New	+$248K	0.02%	280
2020 Q4	–	Sell	-5,353	Closed	-$300K	–	251
2020 Q3	$300K	Buy	5,353 +18	+0.3%	+$1.01K	0.03%	161
2020 Q2	$285K	Buy	5,335 +64	+1%	+$3.26K	0.03%	161
2020 Q1	$245K	Buy	+5,271	New	+$305K	0.03%	162

Other funds holding TLTD

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CFA

Capstone Financial Advisors Downers Grove, Illinois $1.86B AUM 15.98% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

SAG

SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

HTIM

Harbour Trust & Investment Management Michigan City, Indiana $943M AUM 22.21% 1-Year Est. Return

NorthRock Partners's TLTD Position: Q4 2023 in Review

NorthRock Partners sold out of FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund (TLTD) in Q4 2023, closing a stake of 3,594 shares — an estimated $225K sold.

NorthRock Partners first reported a position in TLTD in Q1 2020 and held it in 10 quarters. The position peaked at $300K in Q3 2020. 63 funds tracked by Wall St. Rank hold TLTD as of Q4 2023.

NorthRock Partners reported no remaining FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund position as of Q4 2023 after selling out during the quarter.
NorthRock Partners sold 3,594 FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund shares in Q4 2023, an estimated $225K.
NorthRock Partners first reported a position in FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund in Q1 2020 and held it in 10 quarters.
NorthRock Partners's FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund position peaked at $300K in Q3 2020.
63 funds tracked by Wall St. Rank held FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund as of Q4 2023.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.