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NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$216M
Cap. Flow %
7.12%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.68%
2 Consumer Staples 5.46%
3 Financials 4.01%
4 Healthcare 3.79%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYG icon
726
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$28K ﹤0.01%
+646
New +$27.6K
GDXJ icon
727
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$27.2K ﹤0.01%
557
– –
ATOS icon
728
Atossa Therapeutics
ATOS
$21.8M
$25.5K ﹤0.01%
1,117
– –
ITB icon
729
iShares US Home Construction ETF
ITB
$2.29B
$25.4K ﹤0.01%
200
– –
ESGU icon
730
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$25.2K ﹤0.01%
200
– –
FM
731
DELISTED
iShares Frontier and Select EM ETF
FM
$24.1K ﹤0.01%
876
– –
PID icon
732
Invesco International Dividend Achievers ETF
PID
$934M
$23.5K ﹤0.01%
1,190
+12
+1% +$229
HEFA icon
733
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.56B
$23.1K ﹤0.01%
653
+9
+1% +$313
VCIT icon
734
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$22.4K ﹤0.01%
267
-391
-59% -$32.1K
QDF icon
735
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$21.9K ﹤0.01%
306
– –
PEY icon
736
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$21.9K ﹤0.01%
1,000
– –
IGM icon
737
iShares Expanded Tech Sector ETF
IGM
$10B
$21.6K ﹤0.01%
+225
New +$20.8K
TILT icon
738
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.18B
$21.3K ﹤0.01%
100
– –
VNQI icon
739
Vanguard Global ex-US Real Estate ETF
VNQI
$3.56B
$21.2K ﹤0.01%
452
– –
EMXF icon
740
iShares ESG Advanced MSCI EM ETF
EMXF
$160M
$21.1K ﹤0.01%
520
– –
VAW icon
741
Vanguard Materials ETF
VAW
$3.02B
$20.8K ﹤0.01%
98
– –
TAN icon
742
Invesco Solar ETF
TAN
$1.43B
$20.8K ﹤0.01%
482
-18
-4% -$737
IXUS icon
743
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$20.7K ﹤0.01%
285
-237
-45% -$16.4K
DFJ icon
744
WisdomTree Japan SmallCap Dividend Fund
DFJ
$386M
$20.2K ﹤0.01%
250
– –
SCHZ icon
745
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$20.1K ﹤0.01%
844
-208
-20% -$4.87K
EMLC icon
746
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$19.6K ﹤0.01%
771
– –
QLC icon
747
FlexShares US Quality Large Cap Index Fund
QLC
$998M
$19.5K ﹤0.01%
300
– –
IDRV icon
748
iShares Self-Driving EV and Tech ETF
IDRV
$128M
$19.1K ﹤0.01%
601
– –
IYR icon
749
iShares US Real Estate ETF
IYR
$4.69B
$18.7K ﹤0.01%
184
+6
+3% +$578
NUSC icon
750
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$18.4K ﹤0.01%
429
– –
28 29
30
31 32

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $216M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.