NorthRock Partners’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

NorthRock Partners’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-430	Closed	-$16.5K	–	845
2025 Q1	$16.5K	Hold	430	–	–	﹤0.01%	754
2024 Q4	$18K	Buy	430 +1	+0.2%	+$44	﹤0.01%	704
2024 Q3	$18.4K	Hold	429	–	–	﹤0.01%	750
2024 Q2	$16.9K	Buy	429 +385	+875%	+$15.3K	﹤0.01%	732
2024 Q1	$1.83K	Hold	44	–	–	﹤0.01%	792
2023 Q4	$1.72K	Buy	+44	New	+$1.55K	﹤0.01%	737

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $1.1B AUM 14.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $4.86B AUM 22.78% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NorthRock Partners's NUSC Position: Q2 2025 in Review

NorthRock Partners sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q2 2025, closing a stake of 430 shares — an estimated $16.5K sold.

NorthRock Partners first reported a position in NUSC in Q4 2023 and held it in 6 quarters. The position peaked at $18.4K in Q3 2024. 241 funds tracked by Wall St. Rank hold NUSC as of Q2 2025.

NorthRock Partners reported no remaining Nuveen ESG Small-Cap ETF position as of Q2 2025 after selling out during the quarter.
NorthRock Partners sold 430 Nuveen ESG Small-Cap ETF shares in Q2 2025, an estimated $16.5K.
NorthRock Partners first reported a position in Nuveen ESG Small-Cap ETF in Q4 2023 and held it in 6 quarters.
NorthRock Partners's Nuveen ESG Small-Cap ETF position peaked at $18.4K in Q3 2024.
241 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q2 2025.

Based on NorthRock Partners's 13F filing for Q2 2025, filed 25 Jul 2025.