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Nuveen ESG Small-Cap ETF

239 hedge funds and large institutions have $915M invested in Nuveen ESG Small-Cap ETF in 2024 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 82 increasing their positions, 85 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

10% more capital invested

Capital invested by funds: $834M → $915M (+$81.1M)

3% more funds holding

Funds holding: 232239 (+7)

0.87% more ownership

Funds ownership: 74.29%75.16% (+0.87%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

4% less repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 85

Holders
239
Holders Change
+7
Holders Change %
+3.02%
% of All Funds
3.43%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
82
Reduced
85
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$294M +$3.37M +81,643 +1%
TIAA Trust, National Association
2
TIAA Trust, National Association
North Carolina
$68.1M +$624K +15,135 +1%
Morgan Stanley
3
Morgan Stanley
New York
$54M +$290K +7,041 +0.6%
AWP
4
Abacus Wealth Partners
California
$50.7M -$635K -15,401 -1%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$40.2M +$92.5K +2,244 +0.2%
MWM
6
Mission Wealth Management
California
$33.5M +$991K +24,025 +3%
LPL Financial
7
LPL Financial
California
$26.2M +$1M +24,314 +4%
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$23.6M +$2.3M +55,876 +11%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$21.8M +$2.19M +53,105 +12%
UBS Group
10
UBS Group
Switzerland
$19.4M -$725K -17,592 -4%
Corient Private Wealth
11
Corient Private Wealth
Florida
$14.1M +$5.63M +136,457 +71%
Wells Fargo
12
Wells Fargo
California
$11.7M -$381K -9,249 -3%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$10.6M -$94.9K -2,301 -0.9%
FPF
14
First Pacific Financial
Washington
$9.41M +$1.87M +45,408 +26%
Creative Planning
15
Creative Planning
Kansas
$8.67M -$1.3M -31,540 -13%
Ameriprise
16
Ameriprise
Minnesota
$7.59M -$8.94M -216,777 -55%
WWA
17
WCG Wealth Advisors
Nevada
$7.1M +$247K +5,986 +4%
AAS
18
Ameritas Advisory Services
Nebraska
$6.5M -$1.77M -42,881 -22%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$6.18M +$33.1K +803 +0.6%
CCM
20
Colorado Capital Management
Colorado
$6.14M +$24.4K +591 +0.4%
Stifel Financial
21
Stifel Financial
Missouri
$5.98M +$81.2K +1,970 +1%
AF
22
Allworth Financial
California
$5.64M +$86.3K +2,094 +2%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$4.93M +$130K +3,150 +3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.83M -$113K -2,730 -2%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$4.79M -$15.7K -381 -0.3%

NUSC Hedge Fund Activity: Q3 2024 in Review

239 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2024, worth a combined $915M — up 9.7% from $834M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NUSC positions and 10 closed out — a net gain of 7 holders — while 82 added to existing stakes and 85 trimmed.

The largest buyer was Corient Private Wealth, adding an estimated $5.63M. The largest seller was Ameriprise, cutting an estimated $8.94M.

  • 239 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2024, up from 232 in Q2 2024.
  • Funds reported $915M of Nuveen ESG Small-Cap ETF stock for Q3 2024, up 9.7% quarter-over-quarter.
  • 17 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2024 and 10 closed out, a net change of +7 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2024 was Corient Private Wealth, an estimated $5.63M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2024 was Ameriprise, an estimated $8.94M sold.

Based on aggregated 13F filings for Q3 2024.