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Nuveen ESG Small-Cap ETF
NUSC

203 hedge funds and large institutions have $669M invested in Nuveen ESG Small-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 66

16% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 19

6% more capital invested

Capital invested by funds: $633M → $669M (+$35.7M)

0.59% more ownership

Funds ownership: 70.89% → 71.48% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

1% less funds holding

Funds holding: 206 → 203 (-3)

Holders
203
Holders Change
-3
Holders Change %
-1.46%
% of All Funds
3.24%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
22
Increased
80
Reduced
66
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$24.7M
2
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$4.66M
3
AWP
Abacus Wealth Partners
California
+$3.48M
4
LPL Financial
LPL Financial
California
+$1.86M
5
MWM
Mission Wealth Management
California
+$1.57M

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$8.77M
2
Citadel Advisors
Citadel Advisors
Florida
-$3.68M
3
UBS Group
UBS Group
Switzerland
-$2.43M
4
IA
IFP Advisors
Florida
-$2.3M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$192M +$24.7M +679,218 +14%
TF
2
TIAA FSB
Florida
$82.2M -$1.67M -45,849 -2%
AWP
3
Abacus Wealth Partners
California
$34.4M +$3.48M +95,759 +11%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$33.1M -$2.2M -60,483 -6%
Morgan Stanley
5
Morgan Stanley
New York
$29.6M -$160K -4,410 -0.5%
MWM
6
Mission Wealth Management
California
$26.1M +$1.57M +43,200 +6%
LPL Financial
7
LPL Financial
California
$16.9M +$1.86M +51,098 +12%
UBS Group
8
UBS Group
Switzerland
$15.6M -$2.43M -66,682 -13%
Ameriprise
9
Ameriprise
Minnesota
$14.9M -$8.77M -240,992 -36%
Wells Fargo
10
Wells Fargo
California
$13.1M +$48.8K +1,342 +0.4%
AAS
11
Ameritas Advisory Services
Nebraska
$13M +$207K +5,697 +2%
I
12
IMPACTfolio
Colorado
$11.2M +$610K +16,776 +6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$10.8M +$1.55M +42,500 +16%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$8.08M +$340K +9,342 +4%
Creative Planning
15
Creative Planning
Kansas
$7.73M +$1.22M +33,632 +18%
Mercer Global Advisors
16
Mercer Global Advisors
Colorado
$7.6M +$4.66M +127,973 +148%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$5.37M -$437K -12,009 -7%
FPF
18
First Pacific Financial
Washington
$4.95M +$633K +17,390 +14%
SFS
19
Sowell Financial Services
Arkansas
$4.78M -$151K -4,152 -3%
EB
20
Eastern Bank
Massachusetts
$4.61M -$813K -22,354 -15%
Stifel Financial
21
Stifel Financial
Missouri
$4.53M +$327K +8,995 +8%
CCM
22
Colorado Capital Management
Colorado
$4.43M +$169K +4,652 +4%
SAM
23
Silverhawk Asset Management
Arizona
$4.28M +$417K +11,464 +10%
WWA
24
WCG Wealth Advisors
Nevada
$4.1M +$453K +12,459 +12%
BWP
25
BSW Wealth Partners
Colorado
$3.76M -$41.2K -1,132 -1%
1
2 3 4 5

NUSC Hedge Fund Activity: Q1 2023 in Review

203 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2023, worth a combined $669M — up 5.6% from $633M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 19 closed out — a net gain of 3 holders — while 80 added to existing stakes and 66 trimmed.

The largest buyer was Bank of America, adding an estimated $24.7M. The largest seller was Ameriprise, cutting an estimated $8.77M.

  • 203 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2023, down from 206 in Q4 2022.
  • Funds reported $669M of Nuveen ESG Small-Cap ETF stock for Q1 2023, up 5.6% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2023 and 19 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2023 was Bank of America, an estimated $24.7M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2023 was Ameriprise, an estimated $8.77M sold.

Based on aggregated 13F filings for Q1 2023.