IFP Advisors’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

IFP Advisors’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-22	Closed	-$970	–	4991
2025 Q3	$970	Sell	22 -47	-68%	-$2K	﹤0.01%	3975
2025 Q2	$2.81K	Buy	+69	New	+$2.66K	﹤0.01%	3727
2023 Q3	–	Sell	-6,544	Closed	-$242K	–	3476
2023 Q2	$242K	Sell	6,544 -7,197	-52%	-$254K	0.01%	928
2023 Q1	$417K	Sell	13,741 -63,225	-82%	-$2.3M	0.02%	658
2022 Q4	$2.34M	Buy	76,966 +3,959	+5%	+$138K	0.06%	334
2022 Q3	$2.22M	Buy	73,007 +1,046	+1%	+$36.8K	0.06%	357
2022 Q2	$2.18M	Hold	71,961	–	–	0.07%	321
2022 Q1	$2.18M	Buy	71,961 +65,171	+960%	+$2.57M	0.07%	321
2021 Q4	$286K	Sell	6,790 -230	-3%	-$10.2K	0.01%	799
2021 Q3	$306K	Hold	7,020	–	–	0.01%	762
2021 Q2	$317K	Hold	7,020	–	–	0.01%	703
2021 Q1	$303K	Sell	7,020 -425	-6%	-$17.9K	0.01%	673
2020 Q4	$285K	Sell	7,445 -163	-2%	-$5.64K	0.01%	681
2020 Q3	$226K	Hold	7,608	–	–	0.01%	662
2020 Q2	$206K	Buy	7,608 +696	+10%	+$17.5K	0.02%	657
2020 Q1	$155K	Buy	6,912 +1,086	+19%	+$30.6K	0.02%	663
2019 Q4	$182K	Buy	+5,826	New	+$175K	0.01%	693

Other funds holding NUSC

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mercer Global Advisors

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Abacus Wealth Partners Santa Monica, California $1.1B AUM 14.74% 1-Year Est. Return

TIAA Trust, National Association

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Mission Wealth Management Santa Barbara, California $4.78B AUM 22.78% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Corient Private Wealth

Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return

Boston Common Asset Management Boston, Massachusetts $1.55B AUM 14.69% 1-Year Est. Return