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Nuveen ESG Small-Cap ETF

180 hedge funds and large institutions have $830M invested in Nuveen ESG Small-Cap ETF in 2022 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 35

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

7.6% more ownership

Funds ownership: 72.16%79.76% (+7.6%)

1% more funds holding

Funds holding: 178180 (+2)

4% more capital invested

Capital invested by funds: $795M → $830M (+$35.4M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
180
Holders Change
+2
Holders Change %
+1.12%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
26
Increased
96
Reduced
35
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$336M +$50.6M +1,281,731 +18%
TF
2
TIAA FSB
Florida
$90.8M -$2.43M -61,488 -3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$31.8M +$4.7M +119,025 +17%
AWP
4
Abacus Wealth Partners
California
$29.2M +$1.49M +37,766 +5%
Morgan Stanley
5
Morgan Stanley
New York
$26.9M +$3.14M +79,583 +13%
CIA
6
Compass Ion Advisors
Pennsylvania
$26.8M +$265K +6,708 +1%
Wells Fargo
7
Wells Fargo
California
$22.5M -$10.6M -268,053 -32%
MWM
8
Mission Wealth Management
California
$21.7M +$1.79M +45,231 +9%
UBS Group
9
UBS Group
Switzerland
$20.4M -$216K -5,478 -1%
Ameriprise
10
Ameriprise
Minnesota
$18.5M +$7.6M +192,507 +71%
LPL Financial
11
LPL Financial
California
$12.2M +$66.5K +1,685 +0.6%
AAS
12
Ameritas Advisory Services
Nebraska
$11.5M +$2.62M +66,242 +30%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$9.01M +$948K +23,998 +12%
I
14
IMPACTfolio
Colorado
$8.07M +$555K +14,041 +7%
MIAN
15
Mariner Independent Advisor Network
Kansas
$8.07M +$25.3K +641 +0.3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$7.16M +$1.23M +31,222 +21%
Creative Planning
17
Creative Planning
Kansas
$7.09M +$4.71M +119,296 +204%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$5.75M +$982K +24,859 +21%
EB
19
Eastern Bank
Massachusetts
$5.61M +$954K +24,157 +21%
CCM
20
Colorado Capital Management
Colorado
$4.93M -$169K -4,284 -3%
BWP
21
BSW Wealth Partners
Colorado
$4.8M +$177K +4,483 +4%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$4.67M -$361K -9,143 -7%
Stifel Financial
23
Stifel Financial
Missouri
$4.61M +$171K +4,318 +4%
AWM
24
AE Wealth Management
Kansas
$3.99M -$974K -24,668 -20%
SAM
25
Silverhawk Asset Management
Arizona
$3.67M +$757K +19,159 +26%

NUSC Hedge Fund Activity: Q1 2022 in Review

180 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2022, worth a combined $830M — up 4.4% from $795M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NUSC positions and 22 closed out — a net gain of 4 holders — while 96 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $50.6M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 180 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2022, up from 178 in Q4 2021.
  • Funds reported $830M of Nuveen ESG Small-Cap ETF stock for Q1 2022, up 4.4% quarter-over-quarter.
  • 26 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2022 and 22 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2022 was Bank of America, an estimated $50.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2022 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2022.