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Nuveen ESG Small-Cap ETF

262 hedge funds and large institutions have $925M invested in Nuveen ESG Small-Cap ETF in 2024 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 93 increasing their positions, 96 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

10% more funds holding

Funds holding: 239262 (+23)

1% more capital invested

Capital invested by funds: $915M → $925M (+$9.72M)

0.26% more ownership

Funds ownership: 75.16%75.42% (+0.26%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

3% less repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 96

Holders
262
Holders Change
+23
Holders Change %
+9.62%
% of All Funds
3.45%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
39
Increased
93
Reduced
96
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$290M +$2.89M +66,248 +1%
TIAA Trust, National Association
2
TIAA Trust, National Association
North Carolina
$64.9M -$1.82M -41,648 -3%
Morgan Stanley
3
Morgan Stanley
New York
$52.1M -$763K -17,486 -1%
AWP
4
Abacus Wealth Partners
California
$51.1M +$1.61M +36,984 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$40.7M +$1.4M +32,175 +3%
MWM
6
Mission Wealth Management
California
$32.7M -$3.01K -69 -0%
LPL Financial
7
LPL Financial
California
$28.6M +$3.04M +69,536 +11%
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$24.2M +$887K +20,320 +4%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$22.2M +$945K +21,637 +4%
UBS Group
10
UBS Group
Switzerland
$17.3M -$1.74M -39,830 -9%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$12.3M +$2.04M +46,659 +19%
Wells Fargo
12
Wells Fargo
California
$11.7M +$200K +4,587 +2%
NBWM
13
North Berkeley Wealth Management
California
$10.3M +$10.8M +246,334 New
FPF
14
First Pacific Financial
Washington
$9.99M +$820K +18,777 +9%
Corient Private Wealth
15
Corient Private Wealth
Florida
$8.68M -$5.36M -122,686 -37%
Creative Planning
16
Creative Planning
Kansas
$8.3M -$191K -4,378 -2%
WWA
17
WCG Wealth Advisors
Nevada
$7.36M +$434K +9,935 +6%
Ameriprise
18
Ameriprise
Minnesota
$7.21M -$214K -4,893 -3%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$6.34M +$312K +7,146 +5%
CCM
20
Colorado Capital Management
Colorado
$5.92M -$84.7K -1,941 -1%
Stifel Financial
21
Stifel Financial
Missouri
$5.88M +$30K +687 +0.5%
AF
22
Allworth Financial
California
$5.76M +$29.8K +683 +0.5%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$5.29M +$246K +5,641 +5%
AAS
24
Ameritas Advisory Services
Nebraska
$4.94M -$1.48M -33,867 -22%
AIC
25
Allodium Investment Consultants
Minnesota
$4.66M +$4.86M +111,368 New

NUSC Hedge Fund Activity: Q4 2024 in Review

262 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2024, worth a combined $925M — up 1.1% from $915M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new NUSC positions and 10 closed out — a net gain of 29 holders — while 93 added to existing stakes and 96 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.04M. The largest seller was Corient Private Wealth, cutting an estimated $5.36M.

  • 262 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2024, up from 239 in Q3 2024.
  • Funds reported $925M of Nuveen ESG Small-Cap ETF stock for Q4 2024, up 1.1% quarter-over-quarter.
  • 39 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2024 and 10 closed out, a net change of +29 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2024 was LPL Financial, an estimated $3.04M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2024 was Corient Private Wealth, an estimated $5.36M sold.

Based on aggregated 13F filings for Q4 2024.