LPL Financial
NUSC icon

LPL Financial’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

LPL Financial’s Portfolio NUSC Stock Details NUSC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$36.9M Buy
819,749
+221,036
+37% +$10.3M 0.01% 1069
2025
Q4 		$26.7M Sell
598,713
-26,613
-4% -$1.19M 0.01% 1218
2025
Q3 		$27.6M Sell
625,326
-23,542
-4% -$1M 0.01% 1158
2025
Q2 		$26.4M Buy
648,868
+11,559
+2% +$445K 0.01% 1081
2025
Q1 		$24.4M Sell
637,309
-44,696
-7% -$1.85M 0.01% 1033
2024
Q4 		$28.6M Buy
682,005
+69,536
+11% +$3.04M 0.01% 900
2024
Q3 		$26.2M Buy
612,469
+24,314
+4% +$1M 0.01% 901
2024
Q2 		$23.1M Buy
588,155
+17,418
+3% +$691K 0.01% 895
2024
Q1 		$23.7M Sell
570,737
-19,007
-3% -$745K 0.01% 865
2023
Q4 		$23.1M Buy
589,744
+55,083
+10% +$1.94M 0.01% 824
2023
Q3 		$18.6M Buy
534,661
+35,371
+7% +$1.3M 0.01% 834
2023
Q2 		$18.5M Buy
499,290
+22,836
+5% +$807K 0.01% 829
2023
Q1 		$16.9M Buy
476,454
+51,098
+12% +$1.86M 0.01% 834
2022
Q4 		$14.5M Buy
425,356
+60,197
+16% +$2.1M 0.01% 848
2022
Q3 		$11.7M Buy
365,159
+44,552
+14% +$1.57M 0.01% 880
2022
Q2 		$10.5M Buy
320,607
+14,186
+5% +$510K 0.01% 935
2022
Q1 		$12.2M Buy
306,421
+1,685
+0.6% +$66.5K 0.01% 896
2021
Q4 		$12.8M Buy
304,736
+52,000
+21% +$2.32M 0.01% 875
2021
Q3 		$11M Buy
252,736
+37,211
+17% +$1.64M 0.01% 904
2021
Q2 		$9.73M Buy
215,525
+13,280
+7% +$591K 0.01% 919
2021
Q1 		$8.7M Buy
202,245
+55,107
+37% +$2.33M 0.01% 896
2020
Q4 		$5.64M Buy
147,138
+26,377
+22% +$912K 0.01% 1051
2020
Q3 		$3.58M Buy
120,761
+5,402
+5% +$158K 0.01% 1124
2020
Q2 		$3.17M Buy
115,359
+18,044
+19% +$453K 0.01% 1103
2020
Q1 		$2.1M Buy
97,315
+14,748
+18% +$415K ﹤0.01% 1162
2019
Q4 		$2.57M Buy
82,567
+22,665
+38% +$682K ﹤0.01% 1198
2019
Q3 		$1.75M Buy
59,902
+11,102
+23% +$325K ﹤0.01% 1349
2019
Q2 		$1.44M Buy
48,800
+17,679
+57% +$515K ﹤0.01% 1459
2019
Q1 		$894K Buy
31,121
+6,073
+24% +$169K ﹤0.01% 1730
2018
Q4 		$620K Sell
25,048
-1,534
-6% -$43.3K ﹤0.01% 1878
2018
Q3 		$840K Buy
26,582
+7,182
+37% +$227K ﹤0.01% 1816
2018
Q2 		$595K Sell
19,400
-4,317
-18% -$128K ﹤0.01% 2047
2018
Q1 		$671K Buy
23,717
+12,273
+107% +$353K ﹤0.01% 1898
2017
Q4 		$326K Buy
+11,444
New +$321K ﹤0.01% 2415

Other funds holding NUSC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Mercer Global Advisors
Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return
AWP
Abacus Wealth Partners Santa Monica, California $1.1B AUM 14.74% 1-Year Est. Return
TCIIS
TIAA-CREF Individual & Institutional Services New York $26B AUM
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MWM
Mission Wealth Management Santa Barbara, California $4.86B AUM 22.78% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
BCAM
Boston Common Asset Management Boston, Massachusetts $1.55B AUM 14.69% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

LPL Financial's NUSC Position: Q1 2026 in Review

LPL Financial increased its Nuveen ESG Small-Cap ETF (NUSC) stake by 37% in Q1 2026, buying an estimated $10.3M and bringing the position to 819,749 shares worth $36.9M. The position accounts for 0.01% of the portfolio, ranked #1069.

LPL Financial first reported a position in NUSC in Q4 2017 and has held it in 34 quarters since. 265 funds tracked by Wall St. Rank hold NUSC as of Q1 2026.

  • LPL Financial held 819,749 shares of Nuveen ESG Small-Cap ETF worth $36.9M as of Q1 2026.
  • LPL Financial bought 221,036 Nuveen ESG Small-Cap ETF shares in Q1 2026, an estimated $10.3M.
  • Nuveen ESG Small-Cap ETF made up 0.01% of LPL Financial's portfolio in Q1 2026, its #1069 holding.
  • LPL Financial first reported a position in Nuveen ESG Small-Cap ETF in Q4 2017 and has held it in 34 quarters since.
  • 265 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.