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Nuveen ESG Small-Cap ETF
NUSC

83 hedge funds and large institutions have $228M invested in Nuveen ESG Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 37 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 15

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

14% more capital invested

Capital invested by funds: $199M → $228M (+$28.2M)

8% more funds holding

Funds holding: 77 → 83 (+6)

1.6% less ownership

Funds ownership: 69.43% → 67.83% (-1.6%)

Holders
83
Holders Change
+6
Holders Change %
+7.79%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
37
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
TIAA FSB
Florida
+$6.45M
2
Bank of America
Bank of America
North Carolina
+$1.93M
3
MWM
Mission Wealth Management
California
+$1.23M
4
UBS Group
UBS Group
Switzerland
+$918K
5
WS
Wedbush Securities
California
+$600K

Top Sellers

1
BWP
BSW Wealth Partners
Colorado
-$763K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$625K
3
SA
Stewardship Advisors
Pennsylvania
-$469K
4
EFSCE
Enterprise Financial Services Corp (EFSC)
Missouri
-$296K
5
MWA
MFA Wealth Advisors
Pennsylvania
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$86.3M +$1.93M +66,257 +2%
TF
2
TIAA FSB
Florida
$47.8M +$6.45M +221,029 +16%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$10.2M +$443K +15,197 +5%
MWM
4
Mission Wealth Management
California
$8.83M +$1.23M +42,013 +16%
UBS Group
5
UBS Group
Switzerland
$8.25M +$918K +31,477 +13%
Wells Fargo
6
Wells Fargo
California
$6.5M +$550K +18,852 +9%
SA
7
Stewardship Advisors
Pennsylvania
$6.31M -$469K -16,073 -8%
Morgan Stanley
8
Morgan Stanley
New York
$5.53M +$390K +13,368 +8%
BWP
9
BSW Wealth Partners
Colorado
$4.61M -$763K -26,164 -14%
Ameriprise
10
Ameriprise
Minnesota
$4.08M +$398K +13,635 +11%
LPL Financial
11
LPL Financial
California
$3.58M +$158K +5,402 +5%
MIAN
12
Mariner Independent Advisor Network
Kansas
$3.05M +$79.2K +2,716 +3%
CCM
13
Colorado Capital Management
Colorado
$2.91M +$129K +4,415 +5%
CJA
14
C-J Advisory
California
$2.84M +$7.67K +263 +0.3%
SWM
15
SVA Wealth Management
Wisconsin
$1.92M -$37.4K -1,281 -2%
PPW
16
Parcion Private Wealth
Washington
$1.67M – – –
WT
17
Whittier Trust
California
$1.66M +$124K +4,235 +8%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.37M +$132K +4,522 +11%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.2M +$229K +7,854 +24%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.18M +$343K +11,758 +42%
RZH
21
Relyea Zuckerberg Hanson
Connecticut
$1.16M +$118K +4,049 +13%
Citadel Advisors
22
Citadel Advisors
Florida
$967K -$128K -4,378 -12%
SCM
23
Stonehearth Capital Management
Massachusetts
$878K +$90.4K +3,101 +12%
Creative Planning
24
Creative Planning
Kansas
$877K +$233 +8 +0%
HighTower Advisors
25
HighTower Advisors
Illinois
$852K +$98K +3,362 +13%
1
2 3 4

NUSC Hedge Fund Activity: Q3 2020 in Review

83 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2020, worth a combined $228M — up 14% from $199M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 6 closed out — a net gain of 6 holders — while 37 added to existing stakes and 15 trimmed.

The largest buyer was TIAA FSB, adding an estimated $6.45M. The largest seller was BSW Wealth Partners, cutting an estimated $763K.

  • 83 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2020, up from 77 in Q2 2020.
  • Funds reported $228M of Nuveen ESG Small-Cap ETF stock for Q3 2020, up 14% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2020 was TIAA FSB, an estimated $6.45M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2020 was BSW Wealth Partners, an estimated $763K sold.

Based on aggregated 13F filings for Q3 2020.