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Nuveen ESG Small-Cap ETF

42 hedge funds and large institutions have $38.7M invested in Nuveen ESG Small-Cap ETF in 2018 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 2 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

950% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 2

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

2% less funds holding

Funds holding: 4342 (-1)

6.57% less ownership

Funds ownership: 58.01%51.44% (-6.6%)

17% less capital invested

Capital invested by funds: $46.6M → $38.7M (-$7.94M)

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
21
Reduced
2
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$23.4M
Morgan Stanley
2
Morgan Stanley
New York
$1.98M +$1.37M +48,682 +156%
UBS Group
3
UBS Group
Switzerland
$1.88M +$236K +8,364 +12%
MWM
4
Mission Wealth Management
California
$1.67M +$1.25M +44,406 +192%
Wells Fargo
5
Wells Fargo
California
$1.42M +$1.21M +42,767 +295%
Bank of America
6
Bank of America
North Carolina
$1.13M +$759K +26,896 +144%
CJA
7
C-J Advisory
California
$777K +$194K +6,887 +28%
TRCT
8
Tower Research Capital (TRC)
New York
$676K +$733K +25,999 +1,956%
BWP
9
BSW Wealth Partners
Colorado
$648K -$2.2M -78,134 -75%
LPL Financial
10
LPL Financial
California
$620K -$43.3K -1,534 -6%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$464K +$114K +4,033 +27%
AGA
12
Arkos Global Advisors
Texas
$414K +$473K +16,753 New
FAAS
13
First Allied Advisory Services
California
$399K +$10.6K +377 +2%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$363K +$40.1K +1,422 +11%
WT
15
Whittier Trust
California
$300K +$131K +4,639 +62%
TAIM
16
TD Ameritrade Investment Management
Nebraska
$288K +$136K +4,814 +71%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$270K +$47.6K +1,687 +18%
CCM
18
Colorado Capital Management
Colorado
$267K +$305K +10,829 New
CCM
19
Cribstone Capital Management
Maine
$235K +$268K +9,500 New
HA
20
Harborview Advisors
Maine
$234K +$31.8K +1,126 +13%
HighTower Advisors
21
HighTower Advisors
Illinois
$212K +$33.5K +1,186 +16%
AIM
22
Acropolis Investment Management
Missouri
$198K +$226K +8,020 New
Bessemer Group
23
Bessemer Group
New Jersey
$143K
FANJ
24
Financial Architects (New Jersey)
New Jersey
$120K +$55.2K +1,956 +67%
AG
25
Advisor Group
Arizona
$111K

NUSC Hedge Fund Activity: Q4 2018 in Review

42 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2018, worth a combined $38.7M — down 17% from $46.6M a quarter earlier.

Fund positioning in NUSC was balanced in Q4 2018: 10 funds opened new positions, 10 closed out, 21 added to existing stakes and 2 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.37M. The largest seller was BSW Wealth Partners, cutting an estimated $2.2M.

  • 42 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2018, down from 43 in Q3 2018.
  • Funds reported $38.7M of Nuveen ESG Small-Cap ETF stock for Q4 2018, down 17% quarter-over-quarter.
  • 10 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2018 and 10 closed out, a net change of 0 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2018 was Morgan Stanley, an estimated $1.37M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2018 was BSW Wealth Partners, an estimated $2.2M sold.

Based on aggregated 13F filings for Q4 2018.