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Nuveen ESG Small-Cap ETF
NUSC

109 hedge funds and large institutions have $376M invested in Nuveen ESG Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

675% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 4

175% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 16

65% more capital invested

Capital invested by funds: $228M → $376M (+$148M)

31% more funds holding

Funds holding: 83 → 109 (+26)

2.17% more ownership

Funds ownership: 67.83% → 70.01% (+2.2%)

Holders
109
Holders Change
+26
Holders Change %
+31.33%
% of All Funds
1.93%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
% of All Funds
0.07%
New
31
Increased
44
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIA
Compass Ion Advisors
Pennsylvania
+$15.6M
2
Bank of America
Bank of America
North Carolina
+$9.11M
3
Wells Fargo
Wells Fargo
California
+$6.88M
4
UBS Group
UBS Group
Switzerland
+$3.06M
5
TF
TIAA FSB
Florida
+$2.76M

Top Sellers

1
SA
Stewardship Advisors
Pennsylvania
-$4.52M
2
Citadel Advisors
Citadel Advisors
Florida
-$967K
3
TRCT
Tower Research Capital (TRC)
New York
-$463K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$418K
5
BWP
BSW Wealth Partners
Colorado
-$87.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$122M +$9.11M +263,315 +9%
TF
2
TIAA FSB
Florida
$64.8M +$2.76M +79,731 +5%
AWP
3
Abacus Wealth Partners
California
$19.7M +$17.8M +514,944 New
CIA
4
Compass Ion Advisors
Pennsylvania
$17.2M +$15.6M +449,727 New
Wells Fargo
5
Wells Fargo
California
$16M +$6.88M +199,018 +91%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.9M +$1.52M +44,064 +13%
UBS Group
7
UBS Group
Switzerland
$14.1M +$3.06M +88,336 +32%
MWM
8
Mission Wealth Management
California
$13.3M +$1.69M +48,888 +16%
Ameriprise
9
Ameriprise
Minnesota
$7.75M +$2.26M +65,353 +48%
Morgan Stanley
10
Morgan Stanley
New York
$7.68M +$470K +13,590 +7%
BWP
11
BSW Wealth Partners
Colorado
$5.86M -$87.1K -2,518 -2%
LPL Financial
12
LPL Financial
California
$5.64M +$912K +26,377 +22%
LWP
13
Laurel Wealth Planning
Minnesota
$4.99M +$4.5M +130,108 New
MIAN
14
Mariner Independent Advisor Network
Kansas
$4.09M +$133K +3,839 +4%
CCM
15
Colorado Capital Management
Colorado
$3.8M +$26.6K +768 +0.8%
CJA
16
C-J Advisory
California
$3.74M +$67.5K +1,951 +2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$3.09M +$1.41M +40,755 +102%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$3.08M +$1.17M +33,971 +73%
SWM
19
SVA Wealth Management
Wisconsin
$2.71M +$209K +6,054 +9%
SA
20
Stewardship Advisors
Pennsylvania
$2.48M -$4.52M -130,681 -67%
WT
21
Whittier Trust
California
$2.18M +$29.8K +861 +2%
PPW
22
Parcion Private Wealth
Washington
$2.12M – – –
SCM
23
Stonehearth Capital Management
Massachusetts
$1.87M +$659K +19,054 +64%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.5M +$1.35M +39,109 New
RZH
25
Relyea Zuckerberg Hanson
Connecticut
$1.38M +$3.29K +95 +0.3%
1
2 3 4 5

NUSC Hedge Fund Activity: Q4 2020 in Review

109 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2020, worth a combined $376M — up 65% from $228M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new NUSC positions and 4 closed out — a net gain of 27 holders — while 44 added to existing stakes and 16 trimmed.

The largest buyer was Compass Ion Advisors, opening a new position worth an estimated $15.6M. The largest seller was Stewardship Advisors, cutting an estimated $4.52M.

  • 109 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2020, up from 83 in Q3 2020.
  • Funds reported $376M of Nuveen ESG Small-Cap ETF stock for Q4 2020, up 65% quarter-over-quarter.
  • 31 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2020 and 4 closed out, a net change of +27 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2020 was Compass Ion Advisors, an estimated $15.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2020 was Stewardship Advisors, an estimated $4.52M sold.

Based on aggregated 13F filings for Q4 2020.