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Nuveen ESG Small-Cap ETF

253 hedge funds and large institutions have $835M invested in Nuveen ESG Small-Cap ETF in 2025 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 88 increasing their positions, 99 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.33% more ownership

Funds ownership: 75.42%75.74% (+0.33%)

3% less funds holding

Funds holding: 262253 (-9)

10% less capital invested

Capital invested by funds: $925M → $835M (-$89.4M)

11% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 99

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

30% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 23

Holders
253
Holders Change
-9
Holders Change %
-3.44%
% of All Funds
3.39%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
16
Increased
88
Reduced
99
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$247M -$19.2M -462,779 -7%
TIAA Trust, National Association
2
TIAA Trust, National Association
North Carolina
$59M -$442K -10,656 -0.7%
Morgan Stanley
3
Morgan Stanley
New York
$48.8M +$1.21M +29,122 +2%
AWP
4
Abacus Wealth Partners
California
$48.7M +$2.05M +49,325 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$38M +$821K +19,780 +2%
MWM
6
Mission Wealth Management
California
$30.5M +$534K +12,868 +2%
LPL Financial
7
LPL Financial
California
$24.4M -$1.85M -44,696 -7%
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$23.5M +$1.48M +35,597 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$19.3M -$1.16M -27,930 -5%
UBS Group
10
UBS Group
Switzerland
$15.4M -$452K -10,899 -3%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$14M +$2.88M +69,459 +24%
Wells Fargo
12
Wells Fargo
California
$11.8M +$1.28M +30,785 +11%
NBWM
13
North Berkeley Wealth Management
California
$10.1M +$716K +17,253 +7%
FPF
14
First Pacific Financial
Washington
$9.32M +$192K +4,629 +2%
Corient Private Wealth
15
Corient Private Wealth
Florida
$8.53M +$631K +15,207 +7%
Creative Planning
16
Creative Planning
Kansas
$8.35M +$822K +19,801 +10%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$6.54M +$795K +19,164 +13%
WWA
18
WCG Wealth Advisors
Nevada
$6.52M -$239K -5,759 -3%
Ameriprise
19
Ameriprise
Minnesota
$6.35M -$282K -6,796 -4%
AIC
20
Allodium Investment Consultants
Minnesota
$5.47M +$1.3M +31,248 +28%
CCM
21
Colorado Capital Management
Colorado
$5.31M -$115K -2,772 -2%
Stifel Financial
22
Stifel Financial
Missouri
$5.29M -$104K -2,506 -2%
DC
23
DeDora Capital
California
$5.05M +$1.55M +37,380 +40%
AF
24
Allworth Financial
California
$4.61M -$336K -8,089 -6%
Fidelity Investments
25
Fidelity Investments
Massachusetts
$4.53M +$2.65M +63,928 +118%

NUSC Hedge Fund Activity: Q1 2025 in Review

253 of the 7,458 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2025, worth a combined $835M — down 9.7% from $925M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of NUSC and 16 opened new positions — a net loss of 7 holders — while 99 trimmed existing stakes and 88 added.

The largest buyer was Financial Connections Group, adding an estimated $3.52M. The largest seller was Bank of America, cutting an estimated $19.2M.

  • 253 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2025, down from 262 in Q4 2024.
  • Funds reported $835M of Nuveen ESG Small-Cap ETF stock for Q1 2025, down 9.7% quarter-over-quarter.
  • 16 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2025 and 23 closed out, a net change of -7 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2025 was Financial Connections Group, an estimated $3.52M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2025 was Bank of America, an estimated $19.2M sold.

Based on aggregated 13F filings for Q1 2025.