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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

43 hedge funds and large institutions have $46.6M invested in Nuveen ESG Small-Cap ETF in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 2 reducing their positions, and 4 closing their positions.

Holders
43
Holders Change
+8
Holders Change %
+22.86%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$29.9M
2
BWP
2
BSW Wealth Partners
Colorado
$4.97M
3
Morgan Stanley
3
Morgan Stanley
New York
$984K
4
UBS Group
4
UBS Group
Switzerland
$2.13M
5
Wells Fargo
5
Wells Fargo
California
$458K

Top Sellers

1
TA
1
Teachers Advisors
New York
$0
2
Jane Street
2
Jane Street
New York
$0
3
CCM
3
Colorado Capital Management
Colorado
$0
4
CWM
4
Cornerstone Wealth Management
Missouri
$0
5
SCM
5
Stordahl Capital Management
Colorado
$307K
Name Market Value Shares Shares
Change 		Shares
Change %
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$29.9M 946,000 +946,000 New
BWP
2
BSW Wealth Partners
Colorado
$4.97M 104,308 +104,308 New
UBS Group
3
UBS Group
Switzerland
$2.13M 67,424 +18,676 +38%
Morgan Stanley
4
Morgan Stanley
New York
$984K 31,156 +28,955 +1,316%
LPL Financial
5
LPL Financial
California
$840K 26,582 +7,182 +37%
CJA
6
C-J Advisory
California
$774K 24,511 +7,202 +42%
MWM
7
Mission Wealth Management
California
$732K 23,180 +7,485 +48%
Bank of America
8
Bank of America
North Carolina
$589K 18,651 +916 +5%
FAAS
9
First Allied Advisory Services
California
$503K 15,759 – –
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$465K 14,722 +14,470 +5,742%
Wells Fargo
11
Wells Fargo
California
$458K 14,497 +14,497 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$419K 13,259 +465 +4%
Citadel Advisors
13
Citadel Advisors
Florida
$320K 10,136 +10,136 New
JPMPWA
14
J.P. Morgan Private Wealth Advisors
California
$311K 9,855 +9,855 New
SCM
15
Stordahl Capital Management
Colorado
$307K 10,668 -474 -4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$291K 9,228 +9,228 New
HA
17
Harborview Advisors
Maine
$264K 8,342 -242 -3%
HCIA
18
Hochman Cole Investment Advisors
Illinois
$238K 7,538 – –
WT
19
Whittier Trust
California
$237K 7,500 – –
SAS
20
Sage Advisory Services
Texas
$237K 7,496 +6 +0.1%
HighTower Advisors
21
HighTower Advisors
Illinois
$232K 7,358 +580 +9%
TAIM
22
TD Ameritrade Investment Management
Nebraska
$215K 6,813 +6,813 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$204K 6,468 +6,468 New
Bessemer Group
24
Bessemer Group
New Jersey
$183K 5,782 – –
AG
25
Advisor Group
Arizona
$141K 4,461 +153 +4%
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