We are live on ! Find out more
NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

43 hedge funds and large institutions have $46.6M invested in Nuveen ESG Small-Cap ETF in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

850% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 2

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

24% more capital invested

Capital invested by funds: $37.5M → $46.6M (+$9.11M)

23% more funds holding

Funds holding: 35 → 43 (+8)

6.24% less ownership

Funds ownership: 64.25% → 58.01% (-6.2%)

Holders
43
Holders Change
+8
Holders Change %
+22.86%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
N
Nuveen
North Carolina
+$29.9M
2
BWP
BSW Wealth Partners
Colorado
+$3.3M
3
Morgan Stanley
Morgan Stanley
New York
+$916K
4
UBS Group
UBS Group
Switzerland
+$591K
5
Wells Fargo
Wells Fargo
California
+$458K

Top Sellers

1
TA
Teachers Advisors
New York
-$29M
2
Jane Street
Jane Street
New York
-$975K
3
CCM
Colorado Capital Management
Colorado
-$330K
4
CWM
Cornerstone Wealth Management
Missouri
-$325K
5
SCM
Stordahl Capital Management
Colorado
-$15K
Name Holding Trade Value Shares
Change 		Change in
Stake
N
1
Nuveen
North Carolina
$29.9M +$29.9M +946,000 New
BWP
2
BSW Wealth Partners
Colorado
$4.97M +$3.3M +104,308 New
UBS Group
3
UBS Group
Switzerland
$2.13M +$591K +18,676 +38%
Morgan Stanley
4
Morgan Stanley
New York
$984K +$916K +28,955 +1,316%
LPL Financial
5
LPL Financial
California
$840K +$227K +7,182 +37%
CJA
6
C-J Advisory
California
$774K +$228K +7,202 +42%
MWM
7
Mission Wealth Management
California
$732K +$237K +7,485 +48%
Bank of America
8
Bank of America
North Carolina
$589K +$29K +916 +5%
FAAS
9
First Allied Advisory Services
California
$503K – – –
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$465K +$458K +14,470 +5,742%
Wells Fargo
11
Wells Fargo
California
$458K +$458K +14,497 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$419K +$14.7K +465 +4%
Citadel Advisors
13
Citadel Advisors
Florida
$320K +$321K +10,136 New
JMPWA
14
JP Morgan Private Wealth Advisors
California
$311K +$312K +9,855 New
SCM
15
Stordahl Capital Management
Colorado
$307K -$15K -474 -4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$291K +$292K +9,228 New
HA
17
Harborview Advisors
Maine
$264K -$7.65K -242 -3%
HCIA
18
Hochman Cole Investment Advisors
Illinois
$238K – – –
WT
19
Whittier Trust
California
$237K – – –
SAS
20
Sage Advisory Services
Texas
$237K +$190 +6 +0.1%
HighTower Advisors
21
HighTower Advisors
Illinois
$232K +$18.3K +580 +9%
TAIM
22
TD Ameritrade Investment Management
Nebraska
$215K +$215K +6,813 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$204K +$205K +6,468 New
Bessemer Group
24
Bessemer Group
New Jersey
$183K – – –
AG
25
Advisor Group
Arizona
$141K +$4.84K +153 +4%
1
2

NUSC Hedge Fund Activity: Q3 2018 in Review

43 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2018, worth a combined $46.6M — up 24% from $37.5M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 4 closed out — a net gain of 8 holders — while 19 added to existing stakes and 2 trimmed.

The largest buyer was Nuveen, opening a new position worth an estimated $29.9M. The largest seller was Teachers Advisors, exiting entirely with an estimated $29M sold.

  • 43 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2018, up from 35 in Q2 2018.
  • Funds reported $46.6M of Nuveen ESG Small-Cap ETF stock for Q3 2018, up 24% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2018 and 4 closed out, a net change of +8 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2018 was Nuveen, an estimated $29.9M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2018 was Teachers Advisors, an estimated $29M sold.

Based on aggregated 13F filings for Q3 2018.