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Nuveen ESG Small-Cap ETF
NUSC

139 hedge funds and large institutions have $565M invested in Nuveen ESG Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

825% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 4

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

50% more capital invested

Capital invested by funds: $376M → $565M (+$189M)

28% more funds holding

Funds holding: 109 → 139 (+30)

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

1.58% more ownership

Funds ownership: 70.01% → 71.59% (+1.6%)

Holders
139
Holders Change
+30
Holders Change %
+27.52%
% of All Funds
2.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
37
Increased
63
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$67.2M
2
Wells Fargo
Wells Fargo
California
+$13.9M
3
TF
TIAA FSB
Florida
+$7.76M
4
Morgan Stanley
Morgan Stanley
New York
+$6.6M
5
UBS Group
UBS Group
Switzerland
+$6.11M

Top Sellers

1
SA
Stewardship Advisors
Pennsylvania
-$2.09M
2
BWP
BSW Wealth Partners
Colorado
-$1.19M
3
Truist Financial
Truist Financial
North Carolina
-$682K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$544K
5
APA
American Portfolios Advisors
New York
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$205M +$67.2M +1,591,673 +50%
TF
2
TIAA FSB
Florida
$80.7M +$7.76M +183,941 +11%
Wells Fargo
3
Wells Fargo
California
$32.2M +$13.9M +330,085 +79%
AWP
4
Abacus Wealth Partners
California
$22.5M +$319K +7,562 +1%
UBS Group
5
UBS Group
Switzerland
$22M +$6.11M +144,674 +39%
CIA
6
Compass Ion Advisors
Pennsylvania
$21.3M +$1.93M +45,622 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$19.4M +$2.65M +62,783 +16%
MWM
8
Mission Wealth Management
California
$16.4M +$1.42M +33,658 +10%
Morgan Stanley
9
Morgan Stanley
New York
$15.3M +$6.6M +156,407 +78%
Ameriprise
10
Ameriprise
Minnesota
$12.2M +$3.36M +79,688 +39%
LPL Financial
11
LPL Financial
California
$8.7M +$2.33M +55,107 +37%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$6.04M +$2.52M +59,698 +74%
LWP
13
Laurel Wealth Planning
Minnesota
$5.52M -$77.5K -1,837 -1%
BWP
14
BSW Wealth Partners
Colorado
$5.37M -$1.19M -28,103 -18%
MIAN
15
Mariner Independent Advisor Network
Kansas
$5.12M +$517K +12,242 +11%
CCM
16
Colorado Capital Management
Colorado
$4.66M +$393K +9,309 +9%
CJA
17
C-J Advisory
California
$4.22M +$14.3K +339 +0.3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$4M +$536K +12,696 +16%
AWM
19
AE Wealth Management
Kansas
$3.13M +$3.07M +72,783 New
WT
20
Whittier Trust
California
$3.05M +$591K +14,009 +25%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$2.8M – – –
FFWM
22
Future Financial Wealth Management
Ohio
$2.51M +$2.46M +58,233 New
PPW
23
Parcion Private Wealth
Washington
$2.38M – – –
SCM
24
Stonehearth Capital Management
Massachusetts
$1.98M -$116K -2,760 -6%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.95M +$723K +17,136 +61%
1
2 3 4 5

NUSC Hedge Fund Activity: Q1 2021 in Review

139 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2021, worth a combined $565M — up 50% from $376M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 4 closed out — a net gain of 33 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $67.2M. The largest seller was Stewardship Advisors, cutting an estimated $2.09M.

  • 139 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $565M of Nuveen ESG Small-Cap ETF stock for Q1 2021, up 50% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2021 and 4 closed out, a net change of +33 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2021 was Bank of America, an estimated $67.2M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2021 was Stewardship Advisors, an estimated $2.09M sold.

Based on aggregated 13F filings for Q1 2021.