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Nuveen ESG Small-Cap ETF

53 hedge funds and large institutions have $61.1M invested in Nuveen ESG Small-Cap ETF in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 28 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 10

21% more capital invested

Capital invested by funds: $50.4M → $61.1M (+$10.7M)

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

2.71% more ownership

Funds ownership: 45.89%48.6% (+2.7%)

2% less funds holding

Funds holding: 5453 (-1)

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
28
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$27M +$25.5M +876,033 +2,284%
Morgan Stanley
2
Morgan Stanley
New York
$4.73M +$219K +7,531 +5%
UBS Group
3
UBS Group
Switzerland
$4M +$698K +23,946 +22%
MWM
4
Mission Wealth Management
California
$3.29M +$686K +23,527 +27%
BWP
5
BSW Wealth Partners
Colorado
$2.8M -$240K -8,235 -8%
Wells Fargo
6
Wells Fargo
California
$2.07M +$317K +10,869 +18%
IA
7
IFG Advisory
Georgia
$1.67M +$1.76M +60,419 New
LPL Financial
8
LPL Financial
California
$1.44M +$515K +17,679 +57%
SWM
9
SVA Wealth Management
Wisconsin
$1.12M +$86.7K +2,975 +9%
CJA
10
C-J Advisory
California
$1M +$39.7K +1,364 +4%
WT
11
Whittier Trust
California
$958K +$153K +5,265 +19%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$868K +$388K +13,304 +83%
TAIM
13
TD Ameritrade Investment Management
Nebraska
$667K +$92K +3,156 +16%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$657K +$69.8K +2,394 +12%
MIAN
15
Mariner Independent Advisor Network
Kansas
$595K +$585K +20,070 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$516K +$197K +6,775 +63%
FAAS
17
First Allied Advisory Services
California
$512K +$34.6K +1,186 +7%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$509K -$40.8K -1,401 -8%
AGA
19
Arkos Global Advisors
Texas
$479K +$43.2K +1,484 +10%
TRCT
20
Tower Research Capital (TRC)
New York
$471K +$448K +15,363 +2,773%
HA
21
Harborview Advisors
Maine
$459K +$137K +4,717 +44%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$419K
CCM
23
Colorado Capital Management
Colorado
$390K +$8.04K +276 +2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$356K -$170K -5,834 -33%
HighTower Advisors
25
HighTower Advisors
Illinois
$339K +$72.4K +2,484 +27%