NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

53 hedge funds and large institutions have $61.1M invested in Nuveen ESG Small-Cap ETF in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 28 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
28
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$27M
2
IA
2
IFG Advisory
Georgia
$1.67M
3
UBS Group
3
UBS Group
Switzerland
$4M
4
MWM
4
Mission Wealth Management
California
$3.29M
5
MIAN
5
Mariner Independent Advisor Network
Kansas
$595K

Top Sellers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$0
2
Jane Street
2
Jane Street
New York
$0
3
BWP
3
BSW Wealth Partners
Colorado
$2.8M
4
NA
4
NewEdge Advisors
Louisiana
$0
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$356K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$27M 914,384 +876,033 +2,284%
Morgan Stanley
2
Morgan Stanley
New York
$4.73M 159,954 +7,531 +5%
UBS Group
3
UBS Group
Switzerland
$4M 135,141 +23,946 +22%
MWM
4
Mission Wealth Management
California
$3.29M 111,194 +23,527 +27%
BWP
5
BSW Wealth Partners
Colorado
$2.8M 94,693 -8,235 -8%
Wells Fargo
6
Wells Fargo
California
$2.07M 70,078 +10,869 +18%
IA
7
IFG Advisory
Georgia
$1.67M 60,419 +60,419 New
LPL Financial
8
LPL Financial
California
$1.44M 48,800 +17,679 +57%
SWM
9
SVA Wealth Management
Wisconsin
$1.12M 37,779 +2,975 +9%
CJA
10
C-J Advisory
California
$1M 33,907 +1,364 +4%
WT
11
Whittier Trust
California
$958K 32,404 +5,265 +19%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$868K 29,345 +13,304 +83%
TAIM
13
TD Ameritrade Investment Management
Nebraska
$667K 22,556 +3,156 +16%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$657K 22,244 +2,394 +12%
MIAN
15
Mariner Independent Advisor Network
Kansas
$595K 20,070 +20,070 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$516K 17,464 +6,775 +63%
FAAS
17
First Allied Advisory Services
California
$512K 17,322 +1,186 +7%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$509K 17,221 -1,401 -8%
AGA
19
Arkos Global Advisors
Texas
$479K 16,207 +1,484 +10%
TRCT
20
Tower Research Capital (TRC)
New York
$471K 15,917 +15,363 +2,773%
HA
21
Harborview Advisors
Maine
$459K 15,537 +4,717 +44%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
– – – –
CCM
23
Colorado Capital Management
Colorado
$390K 13,181 +276 +2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$356K 12,056 -5,834 -33%
HighTower Advisors
25
HighTower Advisors
Illinois
$339K 11,569 +2,484 +27%
1
2 3