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Nuveen ESG Small-Cap ETF

212 hedge funds and large institutions have $744M invested in Nuveen ESG Small-Cap ETF in 2023 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 87 increasing their positions, 54 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

67% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 15

61% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 54

11% more capital invested

Capital invested by funds: $669M → $744M (+$74.6M)

4% more funds holding

Funds holding: 203212 (+9)

0.6% more ownership

Funds ownership: 71.48%72.07% (+0.6%)

Holders
212
Holders Change
+9
Holders Change %
+4.43%
% of All Funds
3.33%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
25
Increased
87
Reduced
54
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$206M +$5.15M +145,668 +3%
TF
2
TIAA FSB
Florida
$84M -$1.83M -51,768 -2%
Morgan Stanley
3
Morgan Stanley
New York
$47M +$15.3M +433,768 +52%
AWP
4
Abacus Wealth Partners
California
$41.2M +$4.33M +122,525 +12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$35.3M +$631K +17,870 +2%
MWM
6
Mission Wealth Management
California
$28.9M +$1.59M +44,901 +6%
UBS Group
7
UBS Group
Switzerland
$19M +$2.62M +74,128 +17%
LPL Financial
8
LPL Financial
California
$18.5M +$807K +22,836 +5%
Ameriprise
9
Ameriprise
Minnesota
$17.8M +$2.15M +60,959 +14%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$13M +$1.67M +47,399 +16%
Wells Fargo
11
Wells Fargo
California
$12.4M -$1.14M -32,351 -9%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$9.95M +$1.44M +40,876 +18%
I
13
IMPACTfolio
Colorado
$9.88M -$1.73M -48,958 -15%
Mercer Global Advisors
14
Mercer Global Advisors
Colorado
$9.78M +$1.75M +49,662 +23%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$8.65M -$79.9K -2,260 -1%
SFS
16
Sowell Financial Services
Arkansas
$8.18M +$3.05M +86,296 +64%
Creative Planning
17
Creative Planning
Kansas
$8.17M +$83.1K +2,351 +1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$6.29M +$655K +18,537 +12%
FPF
19
First Pacific Financial
Washington
$5.44M +$254K +7,176 +5%
CCM
20
Colorado Capital Management
Colorado
$5.08M +$432K +12,224 +10%
WWA
21
WCG Wealth Advisors
Nevada
$4.81M +$516K +14,614 +13%
Stifel Financial
22
Stifel Financial
Missouri
$4.78M +$47.5K +1,343 +1%
EB
23
Eastern Bank
Massachusetts
$4.77M -$44.3K -1,255 -1%
SAM
24
Silverhawk Asset Management
Arizona
$4.46M -$10.3K -292 -0.2%
BWP
25
BSW Wealth Partners
Colorado
$4.33M +$377K +10,672 +10%

NUSC Hedge Fund Activity: Q2 2023 in Review

212 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2023, worth a combined $744M — up 11% from $669M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new NUSC positions and 15 closed out — a net gain of 10 holders — while 87 added to existing stakes and 54 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.3M. The largest seller was Ameritas Advisory Services, exiting entirely with an estimated $13M sold.

  • 212 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2023, up from 203 in Q1 2023.
  • Funds reported $744M of Nuveen ESG Small-Cap ETF stock for Q2 2023, up 11% quarter-over-quarter.
  • 25 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2023 and 15 closed out, a net change of +10 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2023 was Morgan Stanley, an estimated $15.3M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2023 was Ameritas Advisory Services, an estimated $13M sold.

Based on aggregated 13F filings for Q2 2023.