Nuveen ESG Small-Cap ETF
NUSC
181 hedge funds and large institutions have $582M invested in Nuveen ESG Small-Cap ETF in 2022 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 82 increasing their positions, 51 reducing their positions, and 20 closing their positions.
61% more repeat investments, than reductions
Existing positions increased: 82 | Existing positions reduced: 51
3% less funds holding
Funds holding: 187 → 181 (-6)
7.13% less ownership
Funds ownership: 76.57% → 69.44% (-7.1%)
11% less capital invested
Capital invested by funds: $657M → $582M (-$74.9M)
20% less first-time investments, than exits
New positions opened: 16 | Existing positions closed: 20
33% less funds holding in top 10
Funds holding in top 10: 3 → 2 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Creative Planning
Overland Park,
Kansas
|
+$3.42M |
| 2 |
Morgan Stanley
New York
|
+$3.02M |
| 3 |
AWP
Abacus Wealth Partners
Santa Monica,
California
|
+$2.6M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.86M |
| 5 |
LPL Financial
San Diego,
California
|
+$1.57M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$55.4M |
| 2 |
CIA
Compass Ion Advisors
Conshohocken,
Pennsylvania
|
-$22.3M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$3.07M |
| 4 |
HIF
Hill Island Financial
Grand Rapids,
Michigan
|
-$2.14M |
| 5 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$1.96M |
NUSC Hedge Fund Activity: Q3 2022 in Review
181 of the 5,828 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2022, worth a combined $582M — down 11% from $657M a quarter earlier.
Sellers outnumbered buyers: 20 funds closed out of NUSC and 16 opened new positions — a net loss of 4 holders — while 51 trimmed existing stakes and 82 added.
The largest buyer was Creative Planning, adding an estimated $3.42M. The largest seller was Bank of America, cutting an estimated $55.4M.
- 181 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2022, down from 187 in Q2 2022.
- Funds reported $582M of Nuveen ESG Small-Cap ETF stock for Q3 2022, down 11% quarter-over-quarter.
- 16 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2022 and 20 closed out, a net change of -4 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q3 2022 was Creative Planning, an estimated $3.42M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q3 2022 was Bank of America, an estimated $55.4M sold.
Based on aggregated 13F filings for Q3 2022.