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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

35 hedge funds and large institutions have $37.5M invested in Nuveen ESG Small-Cap ETF in 2018 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 2 closing their positions.

Holders
35
Holders Change
+15
Holders Change %
+75%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
6
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TA
1
Teachers Advisors
New York
$29M
2
Jane Street
2
Jane Street
New York
$975K
3
MWM
3
Mission Wealth Management
California
$481K
4
CJA
4
C-J Advisory
California
$531K
5
CCM
5
Colorado Capital Management
Colorado
$330K

Top Sellers

1
TRCT
1
Tower Research Capital (TRC)
New York
$35K
2
LPL Financial
2
LPL Financial
California
$595K
3
SWP
3
Stratos Wealth Partners
Ohio
$0
4
BlackRock
4
BlackRock
New York
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$54K
Name Market Value Shares Shares
Change 		Shares
Change %
TA
1
Teachers Advisors
New York
$29M 946,000 +946,000 New
UBS Group
2
UBS Group
Switzerland
$1.49M 48,748 +6,008 +14%
Jane Street
3
Jane Street
New York
$975K 31,799 +31,799 New
LPL Financial
4
LPL Financial
California
$595K 19,400 -4,317 -18%
Bank of America
5
Bank of America
North Carolina
$543K 17,735 +2,626 +17%
CJA
6
C-J Advisory
California
$531K 17,309 +12,514 +261%
FAAS
7
First Allied Advisory Services
California
$482K 15,759 +6,327 +67%
MWM
8
Mission Wealth Management
California
$481K 15,695 +15,695 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$392K 12,794 +4,988 +64%
SCM
10
Stordahl Capital Management
Colorado
$342K 11,142 +3,781 +51%
CCM
11
Colorado Capital Management
Colorado
$330K 10,776 +10,776 New
CWM
12
Cornerstone Wealth Management
Missouri
$325K 9,953 +9,953 New
HA
13
Harborview Advisors
Maine
$263K 8,584 +8,584 New
HCIA
14
Hochman Cole Investment Advisors
Illinois
$231K 7,538 – –
WT
15
Whittier Trust
California
$230K 7,500 +7,500 New
SAS
16
Sage Advisory Services
Texas
$228K 7,490 +7,490 New
HighTower Advisors
17
HighTower Advisors
Illinois
$207K 6,778 +6,778 New
Bessemer Group
18
Bessemer Group
New Jersey
$177K 5,782 – –
AG
19
Advisor Group
Arizona
$132K 4,308 – –
SFM
20
Signet Financial Management
New Jersey
$116K 3,800 – –
FANJ
21
Financial Architects (New Jersey)
New Jersey
$89K 2,909 +2,909 New
HNB
22
Huntington National Bank
Ohio
– – – –
Morgan Stanley
23
Morgan Stanley
New York
$67K 2,201 +2,201 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$54K 1,750 -9 -0.5%
CPIG
25
Chicago Partners Investment Group
Illinois
$41K 1,327 +1,327 New
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