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Nuveen ESG Small-Cap ETF
NUSC

35 hedge funds and large institutions have $37.5M invested in Nuveen ESG Small-Cap ETF in 2018 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

750% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 2

733% more capital invested

Capital invested by funds: $4.5M → $37.5M (+$33M)

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

75% more funds holding

Funds holding: 20 → 35 (+15)

55.01% more ownership

Funds ownership: 9.24% → 64.25% (+55%)

Holders
35
Holders Change
+15
Holders Change %
+75%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
6
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TA
Teachers Advisors
New York
+$28.1M
2
Jane Street
Jane Street
New York
+$946K
3
MWM
Mission Wealth Management
California
+$467K
4
CJA
C-J Advisory
California
+$372K
5
CCM
Colorado Capital Management
Colorado
+$321K

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$616K
2
LPL Financial
LPL Financial
California
-$128K
3
SWP
Stratos Wealth Partners
Ohio
-$2K
4
BlackRock
BlackRock
New York
-$1K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$268
Name Holding Trade Value Shares
Change 		Change in
Stake
TA
1
Teachers Advisors
New York
$29M +$28.1M +946,000 New
UBS Group
2
UBS Group
Switzerland
$1.49M +$179K +6,008 +14%
Jane Street
3
Jane Street
New York
$975K +$946K +31,799 New
LPL Financial
4
LPL Financial
California
$595K -$128K -4,317 -18%
Bank of America
5
Bank of America
North Carolina
$543K +$78.1K +2,626 +17%
CJA
6
C-J Advisory
California
$531K +$372K +12,514 +261%
FAAS
7
First Allied Advisory Services
California
$482K +$188K +6,327 +67%
MWM
8
Mission Wealth Management
California
$481K +$467K +15,695 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$392K +$148K +4,988 +64%
SCM
10
Stordahl Capital Management
Colorado
$342K +$112K +3,781 +51%
CCM
11
Colorado Capital Management
Colorado
$330K +$321K +10,776 New
CWM
12
Cornerstone Wealth Management
Missouri
$325K +$296K +9,953 New
HA
13
Harborview Advisors
Maine
$263K +$255K +8,584 New
HCIA
14
Hochman Cole Investment Advisors
Illinois
$231K – – –
WT
15
Whittier Trust
California
$230K +$223K +7,500 New
SAS
16
Sage Advisory Services
Texas
$228K +$223K +7,490 New
HighTower Advisors
17
HighTower Advisors
Illinois
$207K +$202K +6,778 New
Bessemer Group
18
Bessemer Group
New Jersey
$177K – – –
AG
19
Advisor Group
Arizona
$132K – – –
SFM
20
Signet Financial Management
New Jersey
$116K – – –
FANJ
21
Financial Architects (New Jersey)
New Jersey
$89K +$86.5K +2,909 New
HNB
22
Huntington National Bank
Ohio
$81K – – –
Morgan Stanley
23
Morgan Stanley
New York
$67K +$65.5K +2,201 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$54K -$268 -9 -0.5%
CPIG
25
Chicago Partners Investment Group
Illinois
$41K +$39.5K +1,327 New
1
2

NUSC Hedge Fund Activity: Q2 2018 in Review

35 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2018, worth a combined $37.5M — up 733% from $4.5M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NUSC positions and 2 closed out — a net gain of 15 holders — while 6 added to existing stakes and 3 trimmed.

The largest buyer was Teachers Advisors, opening a new position worth an estimated $28.1M. The largest seller was Tower Research Capital (TRC), cutting an estimated $616K.

  • 35 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2018, up from 20 in Q1 2018.
  • Funds reported $37.5M of Nuveen ESG Small-Cap ETF stock for Q2 2018, up 733% quarter-over-quarter.
  • 17 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2018 and 2 closed out, a net change of +15 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2018 was Teachers Advisors, an estimated $28.1M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2018 was Tower Research Capital (TRC), an estimated $616K sold.

Based on aggregated 13F filings for Q2 2018.