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Nuveen ESG Small-Cap ETF
NUSC

54 hedge funds and large institutions have $50.4M invested in Nuveen ESG Small-Cap ETF in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

267% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 6

30% more capital invested

Capital invested by funds: $38.7M → $50.4M (+$11.8M)

29% more funds holding

Funds holding: 42 → 54 (+12)

5.56% less ownership

Funds ownership: 51.44% → 45.89% (-5.6%)

Holders
54
Holders Change
+12
Holders Change %
+28.57%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
22
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BWP
BSW Wealth Partners
Colorado
+$2.14M
2
Morgan Stanley
Morgan Stanley
New York
+$2.02M
3
Jane Street
Jane Street
New York
+$1.13M
4
UBS Group
UBS Group
Switzerland
+$986K
5
SWM
SVA Wealth Management
Wisconsin
+$969K

Top Sellers

Rank Fund Capital Flow
1
N
Nuveen
North Carolina
-$6.15M
2
TRCT
Tower Research Capital (TRC)
New York
-$746K
3
Bank of America
Bank of America
North Carolina
-$200K
4
AG
Advisor Group
Arizona
-$106K
5
AGA
Arkos Global Advisors
Texas
-$56.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
N
1
Nuveen
North Carolina
$20.8M -$6.15M -221,000 -23%
Morgan Stanley
2
Morgan Stanley
New York
$4.38M +$2.02M +72,585 +91%
UBS Group
3
UBS Group
Switzerland
$3.19M +$986K +35,407 +47%
BWP
4
BSW Wealth Partners
Colorado
$2.96M +$2.14M +76,754 +293%
MWM
5
Mission Wealth Management
California
$2.52M +$559K +20,081 +30%
Wells Fargo
6
Wells Fargo
California
$1.7M +$54.2K +1,945 +3%
Jane Street
7
Jane Street
New York
$1.17M +$1.13M +40,689 New
Bank of America
8
Bank of America
North Carolina
$1.1M -$200K -7,196 -16%
SWM
9
SVA Wealth Management
Wisconsin
$1M +$969K +34,804 New
CJA
10
C-J Advisory
California
$947K +$31.9K +1,145 +4%
LPL Financial
11
LPL Financial
California
$894K +$169K +6,073 +24%
WT
12
Whittier Trust
California
$779K +$418K +15,000 +124%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$570K +$30.5K +1,095 +6%
TAIM
14
TD Ameritrade Investment Management
Nebraska
$557K +$216K +7,773 +67%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$535K +$110K +3,941 +27%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$514K +$194K +6,975 +64%
FAAS
17
First Allied Advisory Services
California
$465K – – –
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$461K +$447K +16,041 New
AGA
19
Arkos Global Advisors
Texas
$423K -$56.5K -2,030 -12%
SFS
20
Sowell Financial Services
Arkansas
$405K +$392K +14,091 New
CCM
21
Colorado Capital Management
Colorado
$370K +$57.8K +2,076 +19%
HA
22
Harborview Advisors
Maine
$311K +$37.7K +1,352 +14%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$307K +$236K +8,484 +385%
CCM
24
Cribstone Capital Management
Maine
$282K +$8.83K +317 +3%
PAG
25
Private Advisor Group
New Jersey
$271K +$263K +9,427 New
1
2 3

NUSC Hedge Fund Activity: Q1 2019 in Review

54 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2019, worth a combined $50.4M — up 30% from $38.7M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 2 closed out — a net gain of 12 holders — while 22 added to existing stakes and 6 trimmed.

The largest buyer was BSW Wealth Partners, adding an estimated $2.14M. The largest seller was Nuveen, cutting an estimated $6.15M.

  • 54 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2019, up from 42 in Q4 2018.
  • Funds reported $50.4M of Nuveen ESG Small-Cap ETF stock for Q1 2019, up 30% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2019 and 2 closed out, a net change of +12 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2019 was BSW Wealth Partners, an estimated $2.14M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2019 was Nuveen, an estimated $6.15M sold.

Based on aggregated 13F filings for Q1 2019.