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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

54 hedge funds and large institutions have $50.4M invested in Nuveen ESG Small-Cap ETF in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+12
Holders Change %
+28.57%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
22
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BWP
BSW Wealth Partners
Colorado
$2.96M
2
Morgan Stanley
Morgan Stanley
New York
$4.38M
3
Jane Street
Jane Street
New York
$1.17M
4
UBS Group
UBS Group
Switzerland
$3.2M
5
SWM
SVA Wealth Management
Wisconsin
$1M

Top Sellers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$20.8M
2
TRCT
Tower Research Capital (TRC)
New York
$16K
3
Bank of America
Bank of America
North Carolina
$1.1M
4
AG
Advisor Group
Arizona
$18K
5
HNB
Huntington National Bank
Ohio
$76K
Name Holding Trade Value Shares
Change 		Shares
Change %
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$20.8M -$6.35M -221,000 -23%
Morgan Stanley
2
Morgan Stanley
New York
$4.38M +$2.09M +72,585 +91%
UBS Group
3
UBS Group
Switzerland
$3.2M +$1.02M +35,407 +47%
BWP
4
BSW Wealth Partners
Colorado
$2.96M +$2.21M +76,754 +293%
MWM
5
Mission Wealth Management
California
$2.52M +$577K +20,081 +30%
Wells Fargo
6
Wells Fargo
California
$1.7M +$55.9K +1,945 +3%
Jane Street
7
Jane Street
New York
$1.17M +$1.17M +40,689 New
Bank of America
8
Bank of America
North Carolina
$1.1M -$207K -7,196 -16%
SWM
9
SVA Wealth Management
Wisconsin
$1M +$1M +34,804 New
CJA
10
C-J Advisory
California
$947K +$33.3K +1,145 +4%
LPL Financial
11
LPL Financial
California
$894K +$174K +6,073 +24%
WT
12
Whittier Trust
California
$779K +$431K +15,000 +124%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$570K +$31.4K +1,095 +6%
TAIM
14
TD Ameritrade Investment Management
Nebraska
$557K +$223K +7,773 +67%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$535K +$113K +3,941 +27%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$514K +$200K +6,975 +64%
FAAS
17
First Allied Advisory Services
California
$465K – – –
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$461K +$461K +16,041 New
AGA
19
Arkos Global Advisors
Texas
$423K -$58.3K -2,030 -12%
SFS
20
Sowell Financial Services
Arkansas
$405K +$405K +14,091 New
CCM
21
Colorado Capital Management
Colorado
$370K +$59.5K +2,076 +19%
HA
22
Harborview Advisors
Maine
$311K +$38.9K +1,352 +14%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$307K +$244K +8,484 +385%
CCM
24
Cribstone Capital Management
Maine
$282K +$9.11K +317 +3%
PAG
25
Private Advisor Group
New Jersey
$271K +$271K +9,427 New
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