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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

74 hedge funds and large institutions have $115M invested in Nuveen ESG Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 1 closing their positions.

Holders
74
Holders Change
+12
Holders Change %
+19.35%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
33
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$14M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.02M
3
Bank of America
3
Bank of America
North Carolina
$38.8M
4
UBS Group
4
UBS Group
Switzerland
$8.32M
5
MWM
5
Mission Wealth Management
California
$4.97M

Top Sellers

1
Jane Street
1
Jane Street
New York
$889K
2
FAAS
2
First Allied Advisory Services
California
$300K
3
Citadel Advisors
3
Citadel Advisors
Florida
$277K
4
CCM
4
Cribstone Capital Management
Maine
$141K
5
GSWM
5
Golden State Wealth Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$38.8M 1,246,538 +155,101 +14%
TF
2
TIAA FSB
Florida
$14M 450,709 +182,106 +68%
UBS Group
3
UBS Group
Switzerland
$8.32M 266,891 +51,947 +24%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.02M 257,278 +176,811 +220%
Morgan Stanley
5
Morgan Stanley
New York
$6.22M 199,716 +9,597 +5%
MWM
6
Mission Wealth Management
California
$4.97M 159,568 +33,569 +27%
MIAN
7
Mariner Independent Advisor Network
Kansas
$3.04M 97,634 +28,757 +42%
BWP
8
BSW Wealth Partners
Colorado
$3.03M 97,205 +1,641 +2%
Wells Fargo
9
Wells Fargo
California
$2.63M 84,487 +11,129 +15%
LPL Financial
10
LPL Financial
California
$2.57M 82,567 +22,665 +38%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
– – – –
SWM
12
SVA Wealth Management
Wisconsin
$1.43M 45,935 +7,054 +18%
CJA
13
C-J Advisory
California
$1.36M 43,766 +5,982 +16%
WT
14
Whittier Trust
California
$1.07M 34,404 +2,000 +6%
CCM
15
Colorado Capital Management
Colorado
$1.02M 32,670 +9,221 +39%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$911K 29,248 +16,037 +121%
Jane Street
17
Jane Street
New York
$889K 28,546 -22,444 -44%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$837K 26,850 +26,850 New
JPMPWA
19
J.P. Morgan Private Wealth Advisors
California
$809K 25,971 +14,784 +132%
ASN
20
Advisory Services Network
Georgia
$757K 24,285 +20,915 +621%
RZH
21
Relyea Zuckerberg Hanson
Connecticut
$747K 23,974 +23,974 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$651K 20,894 +4,275 +26%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$629K 20,271 -668 -3%
AGA
24
Arkos Global Advisors
Texas
$559K 17,925 +613 +4%
HA
25
Harborview Advisors
Maine
$548K 17,587 -1 -0%
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