We are live on ! Find out more
NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

74 hedge funds and large institutions have $115M invested in Nuveen ESG Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 1

175% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 12

39% more capital invested

Capital invested by funds: $82.8M → $115M (+$32.2M)

19% more funds holding

Funds holding: 62 → 74 (+12)

3.54% more ownership

Funds ownership: 53.33% → 56.87% (+3.5%)

Holders
74
Holders Change
+12
Holders Change %
+19.35%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
33
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
TIAA FSB
Florida
+$5.48M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.32M
3
Bank of America
Bank of America
North Carolina
+$4.67M
4
UBS Group
UBS Group
Switzerland
+$1.56M
5
MWM
Mission Wealth Management
California
+$1.01M

Top Sellers

1
Jane Street
Jane Street
New York
-$675K
2
FAAS
First Allied Advisory Services
California
-$260K
3
Citadel Advisors
Citadel Advisors
Florida
-$254K
4
CCM
Cribstone Capital Management
Maine
-$87.3K
5
GSWM
Golden State Wealth Management
California
-$55K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$38.8M +$4.67M +155,101 +14%
TF
2
TIAA FSB
Florida
$14M +$5.48M +182,106 +68%
UBS Group
3
UBS Group
Switzerland
$8.32M +$1.56M +51,947 +24%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.02M +$5.32M +176,811 +220%
Morgan Stanley
5
Morgan Stanley
New York
$6.22M +$289K +9,597 +5%
MWM
6
Mission Wealth Management
California
$4.97M +$1.01M +33,569 +27%
MIAN
7
Mariner Independent Advisor Network
Kansas
$3.04M +$865K +28,757 +42%
BWP
8
BSW Wealth Partners
Colorado
$3.03M +$49.4K +1,641 +2%
Wells Fargo
9
Wells Fargo
California
$2.63M +$335K +11,129 +15%
LPL Financial
10
LPL Financial
California
$2.57M +$682K +22,665 +38%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$2.41M – – –
SWM
12
SVA Wealth Management
Wisconsin
$1.43M +$212K +7,054 +18%
CJA
13
C-J Advisory
California
$1.36M +$180K +5,982 +16%
WT
14
Whittier Trust
California
$1.07M +$60.2K +2,000 +6%
CCM
15
Colorado Capital Management
Colorado
$1.02M +$277K +9,221 +39%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$911K +$483K +16,037 +121%
Jane Street
17
Jane Street
New York
$889K -$675K -22,444 -44%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$837K +$808K +26,850 New
JMPWA
19
JP Morgan Private Wealth Advisors
California
$809K +$445K +14,784 +132%
ASN
20
Advisory Services Network
Georgia
$757K +$629K +20,915 +621%
RZH
21
Relyea Zuckerberg Hanson
Connecticut
$747K +$721K +23,974 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$651K +$129K +4,275 +26%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$629K -$20.1K -668 -3%
AGA
24
Arkos Global Advisors
Texas
$559K +$18.4K +613 +4%
HA
25
Harborview Advisors
Maine
$548K -$30 -1 -0%
1
2 3 4

NUSC Hedge Fund Activity: Q4 2019 in Review

74 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2019, worth a combined $115M — up 39% from $82.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 1 closed out — a net gain of 13 holders — while 33 added to existing stakes and 12 trimmed.

The largest buyer was TIAA FSB, adding an estimated $5.48M. The largest seller was Jane Street, cutting an estimated $675K.

  • 74 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2019, up from 62 in Q3 2019.
  • Funds reported $115M of Nuveen ESG Small-Cap ETF stock for Q4 2019, up 39% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2019 and 1 closed out, a net change of +13 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2019 was TIAA FSB, an estimated $5.48M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2019 was Jane Street, an estimated $675K sold.

Based on aggregated 13F filings for Q4 2019.