First Allied Advisory Services’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

First Allied Advisory Services’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-9,631	Closed	-$300K	–	1177
2019 Q4	$300K	Sell	9,631 -8,626	-47%	-$260K	0.01%	932
2019 Q3	$533K	Buy	18,257 +935	+5%	+$27.4K	0.02%	662
2019 Q2	$512K	Buy	17,322 +1,186	+7%	+$34.6K	0.02%	673
2019 Q1	$465K	Hold	16,136	–	–	0.02%	700
2018 Q4	$399K	Buy	16,136 +377	+2%	+$10.6K	0.02%	677
2018 Q3	$503K	Hold	15,759	–	–	0.02%	721
2018 Q2	$482K	Buy	15,759 +6,327	+67%	+$188K	0.02%	689
2018 Q1	$270K	Sell	9,432 -233	-2%	-$6.71K	0.01%	921
2017 Q4	$278K	Buy	9,665 +1,378	+17%	+$38.6K	0.01%	906
2017 Q3	$229K	Buy	+8,287	New	+$218K	0.01%	943

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $4.86B AUM 22.78% 1-Year Est. Return

Stewardship Advisors Mount Joy, Pennsylvania $435M AUM 13.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BWP

BSW Wealth Partners Boulder, Colorado $899M AUM 28.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Allied Advisory Services's NUSC Position: Q1 2020 in Review

First Allied Advisory Services sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q1 2020, closing a stake of 9,631 shares — an estimated $300K sold.

First Allied Advisory Services first reported a position in NUSC in Q3 2017 and held it in 10 quarters. The position peaked at $533K in Q3 2019. 73 funds tracked by Wall St. Rank hold NUSC as of Q1 2020.

First Allied Advisory Services reported no remaining Nuveen ESG Small-Cap ETF position as of Q1 2020 after selling out during the quarter.
First Allied Advisory Services sold 9,631 Nuveen ESG Small-Cap ETF shares in Q1 2020, an estimated $300K.
First Allied Advisory Services first reported a position in Nuveen ESG Small-Cap ETF in Q3 2017 and held it in 10 quarters.
First Allied Advisory Services's Nuveen ESG Small-Cap ETF position peaked at $533K in Q3 2019.
73 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q1 2020.

Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.