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Nuveen ESG Small-Cap ETF
NUSC

73 hedge funds and large institutions have $124M invested in Nuveen ESG Small-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 16

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

9.01% more ownership

Funds ownership: 56.87% → 65.88% (+9%)

8% more capital invested

Capital invested by funds: $115M → $124M (+$8.99M)

1% less funds holding

Funds holding: 74 → 73 (-1)

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
1.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
34
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$25M
2
TF
TIAA FSB
Florida
+$18.7M
3
SA
Stewardship Advisors
Pennsylvania
+$5.44M
4
Wells Fargo
Wells Fargo
California
+$2.45M
5
BWP
BSW Wealth Partners
Colorado
+$2.21M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$1.93M
2
Jane Street
Jane Street
New York
-$529K
3
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
-$405K
4
V
Veritable
Delaware
-$313K
5
Morgan Stanley
Morgan Stanley
New York
-$304K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$46.1M +$25M +888,510 +71%
TF
2
TIAA FSB
Florida
$24.1M +$18.7M +665,191 +148%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.71M +$1.51M +53,521 +21%
UBS Group
4
UBS Group
Switzerland
$4.28M -$1.93M -68,665 -26%
MWM
5
Mission Wealth Management
California
$4.17M +$942K +33,448 +21%
SA
6
Stewardship Advisors
Pennsylvania
$4.17M +$5.44M +192,926 New
Morgan Stanley
7
Morgan Stanley
New York
$4.08M -$304K -10,808 -5%
BWP
8
BSW Wealth Partners
Colorado
$3.79M +$2.21M +78,268 +81%
Wells Fargo
9
Wells Fargo
California
$3.71M +$2.45M +87,140 +103%
LPL Financial
10
LPL Financial
California
$2.1M +$415K +14,748 +18%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$2.05M – – –
MIAN
12
Mariner Independent Advisor Network
Kansas
$1.82M -$228K -8,085 -8%
CCM
13
Colorado Capital Management
Colorado
$1.55M +$1.1M +39,041 +120%
CJA
14
C-J Advisory
California
$1.33M +$506K +17,958 +41%
SWM
15
SVA Wealth Management
Wisconsin
$1.29M +$395K +14,031 +31%
Creative Planning
16
Creative Planning
Kansas
$963K +$1.26M +44,600 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$757K +$165K +5,842 +20%
WT
18
Whittier Trust
California
$743K – – –
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$632K +$67.4K +2,391 +9%
JMPWA
20
JP Morgan Private Wealth Advisors
California
$568K +$8.87K +315 +1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$541K +$117K +4,148 +20%
ASN
22
Advisory Services Network
Georgia
$525K +$85 +3 +0%
APP
23
Avantax Planning Partners
Iowa
$498K +$467K +16,559 +255%
RZH
24
Relyea Zuckerberg Hanson
Connecticut
$441K -$101K -3,575 -15%
HighTower Advisors
25
HighTower Advisors
Illinois
$424K +$78K +2,769 +16%
1
2 3 4

NUSC Hedge Fund Activity: Q1 2020 in Review

73 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2020, worth a combined $124M — up 7.8% from $115M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 12 closed out — a net gain of 2 holders — while 34 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $25M. The largest seller was UBS Group, cutting an estimated $1.93M.

  • 73 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2020, down from 74 in Q4 2019.
  • Funds reported $124M of Nuveen ESG Small-Cap ETF stock for Q1 2020, up 7.8% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2020 and 12 closed out, a net change of +2 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2020 was Bank of America, an estimated $25M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2020 was UBS Group, an estimated $1.93M sold.

Based on aggregated 13F filings for Q1 2020.