Veritable’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Veritable’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-18,641	Closed	-$690K	–	549
2023 Q2	$690K	Hold	18,641	–	–	0.01%	462
2023 Q1	$660K	Hold	18,641	–	–	0.01%	464
2022 Q4	$637K	Hold	18,641	–	–	0.01%	463
2022 Q3	$598K	Hold	18,641	–	–	0.01%	458
2022 Q2	$612K	Hold	18,641	–	–	0.01%	486
2022 Q1	$743K	Hold	18,641	–	–	0.01%	459
2021 Q4	$783K	Buy	18,641 +2,222	+14%	+$99K	0.01%	452
2021 Q3	$714K	Hold	16,419	–	–	0.01%	462
2021 Q2	$741K	Buy	16,419 +6,920	+73%	+$308K	0.01%	448
2021 Q1	$409K	Hold	9,499	–	–	0.01%	559
2020 Q4	$364K	Hold	9,499	–	–	0.01%	576
2020 Q3	$282K	Buy	+9,499	New	+$277K	0.01%	596
2020 Q1	–	Sell	-10,047	Closed	-$313K	–	798
2019 Q4	$313K	Buy	10,047 +2,824	+39%	+$85K	0.01%	663
2019 Q3	$211K	Buy	+7,223	New	+$211K	﹤0.01%	754

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $1.1B AUM 14.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $4.86B AUM 22.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

IMPACTfolio Denver, Colorado $235M AUM 14.29% 1-Year Est. Return

Veritable's NUSC Position: Q3 2023 in Review

Veritable sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q3 2023, closing a stake of 18,641 shares — an estimated $690K sold.

Veritable first reported a position in NUSC in Q3 2019 and held it in 14 quarters. The position peaked at $783K in Q4 2021. 207 funds tracked by Wall St. Rank hold NUSC as of Q3 2023.

Veritable reported no remaining Nuveen ESG Small-Cap ETF position as of Q3 2023 after selling out during the quarter.
Veritable sold 18,641 Nuveen ESG Small-Cap ETF shares in Q3 2023, an estimated $690K.
Veritable first reported a position in Nuveen ESG Small-Cap ETF in Q3 2019 and held it in 14 quarters.
Veritable's Nuveen ESG Small-Cap ETF position peaked at $783K in Q4 2021.
207 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q3 2023.

Based on Veritable's 13F filing for Q3 2023.