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Nuveen ESG Small-Cap ETF

62 hedge funds and large institutions have $82.8M invested in Nuveen ESG Small-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

200% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 9

35% more capital invested

Capital invested by funds: $61.1M → $82.8M (+$21.7M)

17% more funds holding

Funds holding: 5362 (+9)

4.73% more ownership

Funds ownership: 48.6%53.33% (+4.7%)

Holders
62
Holders Change
+9
Holders Change %
+16.98%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
27
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$32M +$5.18M +177,053 +19%
TF
2
TIAA FSB
Florida
$7.87M +$7.86M +268,603 New
UBS Group
3
UBS Group
Switzerland
$6.29M +$2.34M +79,803 +59%
Morgan Stanley
4
Morgan Stanley
New York
$5.57M +$883K +30,165 +19%
MWM
5
Mission Wealth Management
California
$3.69M +$433K +14,805 +13%
BWP
6
BSW Wealth Partners
Colorado
$2.8M +$25.5K +871 +0.9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.36M +$1.84M +63,003 +361%
Wells Fargo
8
Wells Fargo
California
$2.15M +$96K +3,280 +5%
MIAN
9
Mariner Independent Advisor Network
Kansas
$1.98M +$1.43M +48,807 +243%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$1.92M
LPL Financial
11
LPL Financial
California
$1.75M +$325K +11,102 +23%
Jane Street
12
Jane Street
New York
$1.49M +$1.49M +50,990 New
SWM
13
SVA Wealth Management
Wisconsin
$1.14M +$32.3K +1,102 +3%
CJA
14
C-J Advisory
California
$1.11M +$113K +3,877 +11%
WT
15
Whittier Trust
California
$949K
CCM
16
Colorado Capital Management
Colorado
$686K +$301K +10,268 +78%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$613K -$38.2K -1,305 -6%
FAAS
18
First Allied Advisory Services
California
$533K +$27.4K +935 +5%
HA
19
Harborview Advisors
Maine
$515K +$60K +2,051 +13%
AGA
20
Arkos Global Advisors
Texas
$507K +$32.3K +1,105 +7%
Citadel Advisors
21
Citadel Advisors
Florida
$507K +$507K +17,330 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$487K -$17.6K -602 -3%
HighTower Advisors
23
HighTower Advisors
Illinois
$457K +$121K +4,121 +36%
SFS
24
Sowell Financial Services
Arkansas
$395K +$395K +13,484 New
VC
25
Vicus Capital
Pennsylvania
$392K +$70.6K +2,413 +22%