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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

62 hedge funds and large institutions have $82.8M invested in Nuveen ESG Small-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
62
Holders Change
+9
Holders Change %
+16.98%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
27
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$7.87M
2
Bank of America
2
Bank of America
North Carolina
$32M
3
UBS Group
3
UBS Group
Switzerland
$6.29M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.36M
5
Jane Street
5
Jane Street
New York
$1.49M

Top Sellers

1
IA
1
IFG Advisory
Georgia
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
RJT
3
Raymond James Trust
Florida
$0
4
TRCT
4
Tower Research Capital (TRC)
New York
$362K
5
CCM
5
Cribstone Capital Management
Maine
$217K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$32M 1,091,437 +177,053 +19%
TF
2
TIAA FSB
Florida
$7.87M 268,603 +268,603 New
UBS Group
3
UBS Group
Switzerland
$6.29M 214,944 +79,803 +59%
Morgan Stanley
4
Morgan Stanley
New York
$5.57M 190,119 +30,165 +19%
MWM
5
Mission Wealth Management
California
$3.69M 125,999 +14,805 +13%
BWP
6
BSW Wealth Partners
Colorado
$2.8M 95,564 +871 +0.9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.36M 80,467 +63,003 +361%
Wells Fargo
8
Wells Fargo
California
$2.15M 73,358 +3,280 +5%
MIAN
9
Mariner Independent Advisor Network
Kansas
$1.98M 68,877 +48,807 +243%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
– – – –
LPL Financial
11
LPL Financial
California
$1.75M 59,902 +11,102 +23%
Jane Street
12
Jane Street
New York
$1.49M 50,990 +50,990 New
SWM
13
SVA Wealth Management
Wisconsin
$1.14M 38,881 +1,102 +3%
CJA
14
C-J Advisory
California
$1.11M 37,784 +3,877 +11%
WT
15
Whittier Trust
California
$949K 32,404 – –
CCM
16
Colorado Capital Management
Colorado
$686K 23,449 +10,268 +78%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$613K 20,939 -1,305 -6%
FAAS
18
First Allied Advisory Services
California
$533K 18,257 +935 +5%
HA
19
Harborview Advisors
Maine
$515K 17,588 +2,051 +13%
AGA
20
Arkos Global Advisors
Texas
$507K 17,312 +1,105 +7%
Citadel Advisors
21
Citadel Advisors
Florida
$507K 17,330 +17,330 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$487K 16,619 -602 -3%
HighTower Advisors
23
HighTower Advisors
Illinois
$457K 15,690 +4,121 +36%
SFS
24
Sowell Financial Services
Arkansas
$395K 13,484 +13,484 New
VC
25
Vicus Capital
Pennsylvania
$392K 13,390 +2,413 +22%
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