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Nuveen ESG Small-Cap ETF
NUSC

77 hedge funds and large institutions have $199M invested in Nuveen ESG Small-Cap ETF in 2020 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 13

61% more capital invested

Capital invested by funds: $124M → $199M (+$75.4M)

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

5% more funds holding

Funds holding: 73 → 77 (+4)

3.55% more ownership

Funds ownership: 65.88% → 69.43% (+3.6%)

Holders
77
Holders Change
+4
Holders Change %
+5.48%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
35
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$17.8M
2
TF
TIAA FSB
Florida
+$6.89M
3
Ameriprise
Ameriprise
Minnesota
+$2.77M
4
MWM
Mission Wealth Management
California
+$1.58M
5
UBS Group
UBS Group
Switzerland
+$1.22M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$621K
2
Morgan Stanley
Morgan Stanley
New York
-$392K
3
Creative Planning
Creative Planning
Kansas
-$377K
4
JMPWA
JP Morgan Private Wealth Advisors
California
-$337K
5
DADC
D.A. Davidson & Co
Montana
-$291K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$78.1M +$17.8M +708,875 +33%
TF
2
TIAA FSB
Florida
$38.2M +$6.89M +274,768 +25%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.03M +$455K +18,146 +6%
MWM
4
Mission Wealth Management
California
$7.03M +$1.58M +62,910 +33%
UBS Group
5
UBS Group
Switzerland
$6.77M +$1.22M +48,463 +24%
SA
6
Stewardship Advisors
Pennsylvania
$5.8M +$461K +18,388 +10%
Wells Fargo
7
Wells Fargo
California
$5.51M +$724K +28,863 +17%
BWP
8
BSW Wealth Partners
Colorado
$4.99M +$155K +6,163 +4%
Morgan Stanley
9
Morgan Stanley
New York
$4.76M -$392K -15,623 -8%
Ameriprise
10
Ameriprise
Minnesota
$3.39M +$2.77M +110,445 +840%
LPL Financial
11
LPL Financial
California
$3.17M +$453K +18,044 +19%
MIAN
12
Mariner Independent Advisor Network
Kansas
$2.74M +$268K +10,699 +12%
CJA
13
C-J Advisory
California
$2.61M +$847K +33,739 +55%
CCM
14
Colorado Capital Management
Colorado
$2.57M +$555K +22,117 +31%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$2.05M – – –
SWM
16
SVA Wealth Management
Wisconsin
$1.81M +$152K +6,048 +10%
PPW
17
Parcion Private Wealth
Washington
$1.53M +$1.01M +40,223 +269%
WT
18
Whittier Trust
California
$1.42M +$436K +17,362 +50%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.15M +$168K +6,683 +19%
Citadel Advisors
20
Citadel Advisors
Florida
$1.02M +$604K +24,087 +187%
TRCT
21
Tower Research Capital (TRC)
New York
$920K +$676K +26,948 +412%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$891K +$391K +15,587 +92%
RZH
23
Relyea Zuckerberg Hanson
Connecticut
$874K +$286K +11,411 +56%
Creative Planning
24
Creative Planning
Kansas
$812K -$377K -15,031 -34%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$774K +$78.6K +3,133 +13%
1
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NUSC Hedge Fund Activity: Q2 2020 in Review

77 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2020, worth a combined $199M — up 61% from $124M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 8 closed out — a net gain of 4 holders — while 35 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $17.8M. The largest seller was Osaic Holdings, cutting an estimated $621K.

  • 77 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2020, up from 73 in Q1 2020.
  • Funds reported $199M of Nuveen ESG Small-Cap ETF stock for Q2 2020, up 61% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2020 and 8 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2020 was Bank of America, an estimated $17.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2020 was Osaic Holdings, an estimated $621K sold.

Based on aggregated 13F filings for Q2 2020.