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Nuveen ESG Small-Cap ETF

20 hedge funds and large institutions have $4.5M invested in Nuveen ESG Small-Cap ETF in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

82% more funds holding

Funds holding: 1120 (+9)

50% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 2

64.79% less ownership

Funds ownership: 74.03%9.24% (-65%)

85% less capital invested

Capital invested by funds: $30.5M → $4.5M (-$26M)

Holders
20
Holders Change
+9
Holders Change %
+81.82%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
3
Reduced
2
Closed
2
Calls
Puts
Net Calls
Net Calls Change

NUSC Hedge Fund Activity: Q1 2018 in Review

20 of the 4,373 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2018, worth a combined $4.5M — down 85% from $30.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NUSC positions and 2 closed out — a net gain of 9 holders — while 3 added to existing stakes and 2 trimmed.

The largest buyer was UBS Group, adding an estimated $1.22M. The largest seller was Teachers Insurance & Annuity Association of America, exiting entirely with an estimated $28.3M sold.

  • 20 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2018, up from 11 in Q4 2017.
  • Funds reported $4.5M of Nuveen ESG Small-Cap ETF stock for Q1 2018, down 85% quarter-over-quarter.
  • 11 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2018 and 2 closed out, a net change of +9 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2018 was UBS Group, an estimated $1.22M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2018 was Teachers Insurance & Annuity Association of America, an estimated $28.3M sold.

Based on aggregated 13F filings for Q1 2018.