NUSC icon

Nuveen ESG Small-Cap ETF

20 hedge funds and large institutions have $4.5M invested in Nuveen ESG Small-Cap ETF in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.

Holders
20
Holders Change
+9
Holders Change %
+81.82%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
3
Reduced
2
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$1.21M 42,740 +42,301 +9,636%
LPL Financial
2
LPL Financial
California
$671K 23,717 +12,273 +107%
TRCT
3
Tower Research Capital (TRC)
New York
$619K 21,870 -2,097 -9%
Bank of America
4
Bank of America
North Carolina
$428K 15,109 +8,248 +120%
FAAS
5
First Allied Advisory Services
California
$270K 9,432 -233 -2%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$221K 7,806 +7,806 New
HCIA
7
Hochman Cole Investment Advisors
Illinois
$213K 7,538 +7,538 New
SCM
8
Stordahl Capital Management
Colorado
$208K 7,361 +7,361 New
Bessemer Group
9
Bessemer Group
New Jersey
$164K 5,782 +5,782 New
CJA
10
C-J Advisory
California
$133K 4,795 +4,795 New
AG
11
Advisor Group
Arizona
$122K 4,308
SFM
12
Signet Financial Management
New Jersey
$108K 3,800 +3,800 New
HNB
13
Huntington National Bank
Ohio
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$50K 1,759 +1,759 New
GRP
15
Global Retirement Partners
California
$16K 569 +569 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$7K 252 +252 New
Citigroup
17
Citigroup
New York
$3K 100
SWP
18
Stratos Wealth Partners
Ohio
$2K 69 +69 New
CFA
19
Carroll Financial Associates
North Carolina
$1K 38
BlackRock
20
BlackRock
New York
$1K 33
TIAAOA
21
Teachers Insurance & Annuity Association of America
New York
-993,000 Closed
Jane Street
22
Jane Street
New York
-23,607 Closed
BCI
23
Brinker Capital Investments
Pennsylvania
$0 14 +14 New