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Nuveen ESG Small-Cap ETF

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48%70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$162M -$20.9M -598,851 -11%
TF
2
TIAA FSB
Florida
$80.9M +$935K +26,794 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$34.1M +$2.94M +84,384 +9%
AWP
4
Abacus Wealth Partners
California
$30.6M +$1.35M +38,805 +5%
Morgan Stanley
5
Morgan Stanley
New York
$28.7M +$2.25M +64,488 +8%
MWM
6
Mission Wealth Management
California
$23.7M +$603K +17,271 +3%
Ameriprise
7
Ameriprise
Minnesota
$22.6M +$3.8M +109,034 +20%
UBS Group
8
UBS Group
Switzerland
$17.3M -$1.41M -40,303 -7%
LPL Financial
9
LPL Financial
California
$14.5M +$2.1M +60,197 +16%
Wells Fargo
10
Wells Fargo
California
$12.6M -$2.14M -61,269 -14%
AAS
11
Ameritas Advisory Services
Nebraska
$12.4M +$304K +8,710 +2%
I
12
IMPACTfolio
Colorado
$10.2M +$2.1M +60,098 +25%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$8.94M +$1.09M +31,234 +14%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$7.48M -$473K -13,558 -6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$7.01M +$90.9K +2,604 +1%
Creative Planning
16
Creative Planning
Kansas
$6.32M -$865K -24,799 -12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$5.59M -$841K -24,113 -13%
EB
18
Eastern Bank
Massachusetts
$5.21M -$92.7K -2,657 -2%
SFS
19
Sowell Financial Services
Arkansas
$4.75M +$2.78M +79,684 +134%
FPF
20
First Pacific Financial
Washington
$4.18M +$1.73M +49,608 +68%
CCM
21
Colorado Capital Management
Colorado
$4.11M +$257K +7,356 +6%
Stifel Financial
22
Stifel Financial
Missouri
$4.06M +$146K +4,198 +4%
SAM
23
Silverhawk Asset Management
Arizona
$3.74M +$67.6K +1,937 +2%
Citadel Advisors
24
Citadel Advisors
Florida
$3.68M +$3.75M +107,524 New
BWP
25
BSW Wealth Partners
Colorado
$3.67M -$591K -16,926 -14%

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.