Compass Ion Advisors’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Compass Ion Advisors’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-36,117	Closed	-$1.16M	–	78
2022 Q3	$1.16M	Sell	36,117 -634,703	-95%	-$22.3M	0.32%	27
2022 Q2	$22M	Sell	670,820 -984	-0.1%	-$35.4K	6.38%	6
2022 Q1	$26.8M	Buy	671,804 +6,708	+1%	+$265K	8.28%	4
2021 Q4	$27.9M	Sell	665,096 -39,268	-6%	-$1.75M	8.99%	3
2021 Q3	$30.6M	Buy	704,364 +63,548	+10%	+$2.8M	11%	2
2021 Q2	$28.9M	Buy	640,816 +145,467	+29%	+$6.47M	11.24%	2
2021 Q1	$21.3M	Buy	495,349 +45,622	+10%	+$1.93M	8.77%	4
2020 Q4	$17.2M	Buy	+449,727	New	+$15.6M	6.67%	5

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Compass Ion Advisors's NUSC Position: Q4 2022 in Review

Compass Ion Advisors sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q4 2022, closing a stake of 36,117 shares — an estimated $1.16M sold.

Compass Ion Advisors first reported a position in NUSC in Q4 2020 and held it in 8 quarters. The position peaked at $30.6M in Q3 2021. 206 funds tracked by Wall St. Rank hold NUSC as of Q4 2022.

Compass Ion Advisors reported no remaining Nuveen ESG Small-Cap ETF position as of Q4 2022 after selling out during the quarter.
Compass Ion Advisors sold 36,117 Nuveen ESG Small-Cap ETF shares in Q4 2022, an estimated $1.16M.
Compass Ion Advisors first reported a position in Nuveen ESG Small-Cap ETF in Q4 2020 and held it in 8 quarters.
Compass Ion Advisors's Nuveen ESG Small-Cap ETF position peaked at $30.6M in Q3 2021.
206 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q4 2022.

Based on Compass Ion Advisors's 13F filing for Q4 2022, filed 18 Jan 2023.