We are live on ! Find out more
NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

187 hedge funds and large institutions have $656M invested in Nuveen ESG Small-Cap ETF in 2022 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 87 increasing their positions, 42 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 42

42% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 19

4% more funds holding

Funds holding: 180 → 187 (+7)

3.19% less ownership

Funds ownership: 79.76% → 76.57% (-3.2%)

21% less capital invested

Capital invested by funds: $830M → $656M (-$174M)

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
187
Holders Change
+7
Holders Change %
+3.89%
% of All Funds
3.15%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
27
Increased
87
Reduced
42
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MWM
Mission Wealth Management
California
+$3.71M
2
Bank of New York Mellon
Bank of New York Mellon
New York
+$2.55M
3
Ameriprise
Ameriprise
Minnesota
+$2.43M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.15M
5
OMC
Old Mission Capital
Illinois
+$2.15M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$54.5M
2
MIAN
Mariner Independent Advisor Network
Kansas
-$8.07M
3
AWM
AE Wealth Management
Kansas
-$3.99M
4
Creative Planning
Creative Planning
Kansas
-$2.35M
5
Wells Fargo
Wells Fargo
California
-$1.78M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$227M -$54.5M -1,516,166 -18%
TF
2
TIAA FSB
Florida
$75.8M +$1.14M +31,687 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$28.2M +$2.15M +59,843 +7%
AWP
4
Abacus Wealth Partners
California
$25.7M +$1.77M +49,241 +7%
Morgan Stanley
5
Morgan Stanley
New York
$22.7M +$533K +14,820 +2%
CIA
6
Compass Ion Advisors
Pennsylvania
$22M -$35.4K -984 -0.1%
MWM
7
Mission Wealth Management
California
$21.2M +$3.71M +103,033 +19%
UBS Group
8
UBS Group
Switzerland
$18.3M +$1.58M +43,978 +9%
Ameriprise
9
Ameriprise
Minnesota
$17.5M +$2.43M +67,648 +15%
Wells Fargo
10
Wells Fargo
California
$16.9M -$1.78M -49,629 -9%
AAS
11
Ameritas Advisory Services
Nebraska
$10.8M +$1.52M +42,146 +15%
LPL Financial
12
LPL Financial
California
$10.5M +$510K +14,186 +5%
I
13
IMPACTfolio
Colorado
$7.63M +$1.08M +30,004 +15%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$6.58M +$751K +20,894 +12%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$6.58M -$927K -25,780 -11%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.45M +$1.88M +52,311 +36%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$6.17M +$2.55M +70,875 +60%
EB
18
Eastern Bank
Massachusetts
$4.9M +$308K +8,570 +6%
CCM
19
Colorado Capital Management
Colorado
$4.05M -$11K -305 -0.2%
BWP
20
BSW Wealth Partners
Colorado
$4.01M +$63K +1,751 +1%
Stifel Financial
21
Stifel Financial
Missouri
$3.79M -$6.47K -180 -0.2%
Creative Planning
22
Creative Planning
Kansas
$3.69M -$2.35M -65,338 -37%
SAM
23
Silverhawk Asset Management
Arizona
$3.1M +$86K +2,391 +3%
WWA
24
WCG Wealth Advisors
Nevada
$3.09M +$3.39M +94,241 New
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$2.73M +$73.5K +2,043 +3%
1
2 3 4 5

NUSC Hedge Fund Activity: Q2 2022 in Review

187 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2022, worth a combined $656M — down 21% from $830M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new NUSC positions and 19 closed out — a net gain of 8 holders — while 87 added to existing stakes and 42 trimmed.

The largest buyer was Mission Wealth Management, adding an estimated $3.71M. The largest seller was Bank of America, cutting an estimated $54.5M.

  • 187 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2022, up from 180 in Q1 2022.
  • Funds reported $656M of Nuveen ESG Small-Cap ETF stock for Q2 2022, down 21% quarter-over-quarter.
  • 27 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2022 and 19 closed out, a net change of +8 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2022 was Mission Wealth Management, an estimated $3.71M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2022 was Bank of America, an estimated $54.5M sold.

Based on aggregated 13F filings for Q2 2022.