Mariner Independent Advisor Network’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Mariner Independent Advisor Network’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-202,038	Closed	-$8.07M	–	576
2022 Q1	$8.07M	Buy	202,038 +641	+0.3%	+$25.3K	0.31%	81
2021 Q4	$8.55M	Buy	201,397 +22,648	+13%	+$1.01M	0.4%	57
2021 Q3	$7.77M	Buy	178,749 +12,129	+7%	+$535K	0.38%	59
2021 Q2	$7.52M	Buy	166,620 +47,575	+40%	+$2.12M	0.34%	65
2021 Q1	$5.12M	Buy	119,045 +12,242	+11%	+$517K	0.27%	94
2020 Q4	$4.09M	Buy	106,803 +3,839	+4%	+$133K	0.22%	114
2020 Q3	$3.05M	Buy	102,964 +2,716	+3%	+$79.2K	0.25%	109
2020 Q2	$2.74M	Buy	100,248 +10,699	+12%	+$268K	0.25%	105
2020 Q1	$1.82M	Sell	89,549 -8,085	-8%	-$228K	0.16%	139
2019 Q4	$3.04M	Buy	97,634 +28,757	+42%	+$865K	0.22%	106
2019 Q3	$1.98M	Buy	68,877 +48,807	+243%	+$1.43M	0.15%	154
2019 Q2	$595K	Buy	+20,070	New	+$585K	0.04%	296

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIA

Compass Ion Advisors Conshohocken, Pennsylvania $1.05B AUM 16.28% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Mariner Independent Advisor Network's NUSC Position: Q2 2022 in Review

Mariner Independent Advisor Network sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q2 2022, closing a stake of 202,038 shares — an estimated $8.07M sold.

Mariner Independent Advisor Network first reported a position in NUSC in Q2 2019 and held it in 12 quarters. The position peaked at $8.55M in Q4 2021. 187 funds tracked by Wall St. Rank hold NUSC as of Q2 2022.

Mariner Independent Advisor Network reported no remaining Nuveen ESG Small-Cap ETF position as of Q2 2022 after selling out during the quarter.
Mariner Independent Advisor Network sold 202,038 Nuveen ESG Small-Cap ETF shares in Q2 2022, an estimated $8.07M.
Mariner Independent Advisor Network first reported a position in Nuveen ESG Small-Cap ETF in Q2 2019 and held it in 12 quarters.
Mariner Independent Advisor Network's Nuveen ESG Small-Cap ETF position peaked at $8.55M in Q4 2021.
187 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q2 2022.

Based on Mariner Independent Advisor Network's 13F filing for Q2 2022, filed 12 Aug 2022.