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Nuveen ESG Small-Cap ETF

162 hedge funds and large institutions have $733M invested in Nuveen ESG Small-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 91 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

279% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 24

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

7% more capital invested

Capital invested by funds: $682M → $733M (+$51.1M)

4% more funds holding

Funds holding: 156162 (+6)

1% more ownership

Funds ownership: 69.86%70.86% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

Holders
162
Holders Change
+6
Holders Change %
+3.85%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
22
Increased
91
Reduced
24
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$274M +$28.9M +654,070 +12%
TF
2
TIAA FSB
Florida
$95.2M +$5.34M +120,978 +6%
Wells Fargo
3
Wells Fargo
California
$36.7M +$3.13M +70,820 +9%
CIA
4
Compass Ion Advisors
Pennsylvania
$30.6M +$2.8M +63,548 +10%
AWP
5
Abacus Wealth Partners
California
$26.1M +$2.69M +61,035 +11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$24.3M +$2.37M +53,782 +11%
UBS Group
7
UBS Group
Switzerland
$24.1M +$1.44M +32,711 +6%
Morgan Stanley
8
Morgan Stanley
New York
$22.8M +$2.45M +55,554 +12%
MWM
9
Mission Wealth Management
California
$19M +$1.32M +29,970 +7%
Ameriprise
10
Ameriprise
Minnesota
$14.2M -$981K -22,221 -6%
LPL Financial
11
LPL Financial
California
$11M +$1.64M +37,211 +17%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$8.8M +$419K +9,492 +5%
MIAN
13
Mariner Independent Advisor Network
Kansas
$7.77M +$535K +12,129 +7%
LWP
14
Laurel Wealth Planning
Minnesota
$6.5M +$326K +7,395 +5%
CCM
15
Colorado Capital Management
Colorado
$5.34M +$403K +9,132 +8%
BWP
16
BSW Wealth Partners
Colorado
$5.12M +$22.3K +505 +0.4%
AIC
17
Ameritas Investment Company
Nebraska
$5.03M +$2.93M +66,442 +135%
EB
18
Eastern Bank
Massachusetts
$4.98M +$47.3K +1,072 +0.9%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$4.85M +$267K +6,045 +6%
SCA
20
Snowden Capital Advisors
New York
$4.26M +$4.33M +98,070 New
AWM
21
AE Wealth Management
Kansas
$4.25M +$457K +10,356 +12%
CJA
22
C-J Advisory
California
$4.08M -$88K -1,993 -2%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$3.72M +$540K +12,233 +17%
Stifel Financial
24
Stifel Financial
Missouri
$3.55M +$1.26M +28,601 +54%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$3.37M +$2.08M +47,193 +155%

NUSC Hedge Fund Activity: Q3 2021 in Review

162 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2021, worth a combined $733M — up 7.5% from $682M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 16 closed out — a net gain of 6 holders — while 91 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $28.9M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.65M sold.

  • 162 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2021, up from 156 in Q2 2021.
  • Funds reported $733M of Nuveen ESG Small-Cap ETF stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2021 and 16 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2021 was Bank of America, an estimated $28.9M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2021 was Citadel Advisors, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2021.