Nuveen ESG Small-Cap ETF
NUSC
227 hedge funds and large institutions have $831M invested in Nuveen ESG Small-Cap ETF in 2023 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 80 increasing their positions, 72 reducing their positions, and 17 closing their positions.
129% more first-time investments, than exits
New positions opened: 39 | Existing positions closed: 17
17% more capital invested
Capital invested by funds: $708M → $831M (+$122M)
11% more repeat investments, than reductions
Existing positions increased: 80 | Existing positions reduced: 72
10% more funds holding
Funds holding: 207 → 227 (+20)
5.41% more ownership
Funds ownership: 73.17% → 78.57% (+5.4%)
40% less funds holding in top 10
Funds holding in top 10: 5 → 3 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$47.3M |
| 2 |
Mercer Global Advisors
Denver,
Colorado
|
+$2.62M |
| 3 |
Rockefeller Capital Management
New York
|
+$2.36M |
| 4 |
RWP
RWA Wealth Partners
Newton,
Massachusetts
|
+$2.05M |
| 5 |
LPL Financial
San Diego,
California
|
+$1.94M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$16.4M |
| 2 |
TIAA Trust, National Association
Charlotte,
North Carolina
|
-$11M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$2.77M |
| 4 |
AAS
Ameritas Advisory Services
Lincoln,
Nebraska
|
-$1.9M |
| 5 |
I
IMPACTfolio
Denver,
Colorado
|
-$1.66M |
NUSC Hedge Fund Activity: Q4 2023 in Review
227 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2023, worth a combined $831M — up 17% from $708M a quarter earlier.
Buyers outnumbered sellers: 39 funds opened new NUSC positions and 17 closed out — a net gain of 22 holders — while 80 added to existing stakes and 72 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $47.3M. The largest seller was Bank of America, cutting an estimated $16.4M.
- 227 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2023, up from 207 in Q3 2023.
- Funds reported $831M of Nuveen ESG Small-Cap ETF stock for Q4 2023, up 17% quarter-over-quarter.
- 39 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2023 and 17 closed out, a net change of +22 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q4 2023 was Morgan Stanley, an estimated $47.3M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q4 2023 was Bank of America, an estimated $16.4M sold.
Based on aggregated 13F filings for Q4 2023.