Nuveen ESG Small-Cap ETF
NUSC
11 hedge funds and large institutions have $30.5M invested in Nuveen ESG Small-Cap ETF in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 0 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
157% more capital invested
Capital invested by funds: $11.9M → $30.5M (+$18.7M)
38% more funds holding
Funds holding: 8 → 11 (+3)
12.47% more ownership
Funds ownership: 61.57% → 74.03% (+12%)
Top Buyers
Top Sellers
| 1 |
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
-$75K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TIAAOA
1
Teachers Insurance & Annuity Association of America
New York
| $28.3M | +$16.6M | +593,000 | +148% |
|
|
TRCT
2
Tower Research Capital (TRC)
New York
| $682K | +$671K | +23,967 | New |
|
3
Jane Street
New York
| $672K | +$123K | +4,389 | +23% |
|
4
LPL Financial
San Diego,
California
| $326K | +$321K | +11,444 | New |
|
|
FAAS
5
First Allied Advisory Services
San Diego,
California
| $278K | +$38.6K | +1,378 | +17% |
|
6
Bank of America
Charlotte,
North Carolina
| $195K | +$181K | +6,455 | +1,590% |
|
|
AG
7
Advisor Group
Phoenix,
Arizona
| $123K | +$115K | +4,114 | +2,121% |
|
8
UBS Group
Zurich,
Switzerland
| $12K | +$12.3K | +439 | New |
|
9
Citigroup
New York
| $3K | – | – | – |
|
|
CFA
10
Carroll Financial Associates
Charlotte,
North Carolina
| $1K | – | – | – |
|
11
BlackRock
New York
| $1K | +$925 | +33 | New |
|
|
12
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$75K | -2,723 | Closed |
|
NUSC Hedge Fund Activity: Q4 2017 in Review
11 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2017, worth a combined $30.5M — up 157% from $11.9M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new NUSC positions and 1 closed out — a net gain of 3 holders — while 5 added to existing stakes and 0 trimmed.
The largest buyer was Teachers Insurance & Annuity Association of America, adding an estimated $16.6M. The largest seller was Carson Wealth (CWM LLC), exiting entirely with an estimated $75K sold.
- 11 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2017, up from 8 in Q3 2017.
- Funds reported $30.5M of Nuveen ESG Small-Cap ETF stock for Q4 2017, up 157% quarter-over-quarter.
- 4 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2017 and 1 closed out, a net change of +3 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q4 2017 was Teachers Insurance & Annuity Association of America, an estimated $16.6M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q4 2017 was Carson Wealth (CWM LLC), an estimated $75K sold.
Based on aggregated 13F filings for Q4 2017.