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Nuveen ESG Small-Cap ETF
NUSC

11 hedge funds and large institutions have $30.5M invested in Nuveen ESG Small-Cap ETF in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 0 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

157% more capital invested

Capital invested by funds: $11.9M → $30.5M (+$18.7M)

38% more funds holding

Funds holding: 8 → 11 (+3)

12.47% more ownership

Funds ownership: 61.57% → 74.03% (+12%)

Holders
11
Holders Change
+3
Holders Change %
+37.5%
% of All Funds
0.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TIAAOA
Teachers Insurance & Annuity Association of America
New York
+$16.6M
2
TRCT
Tower Research Capital (TRC)
New York
+$671K
3
LPL Financial
LPL Financial
California
+$321K
4
Bank of America
Bank of America
North Carolina
+$181K
5
Jane Street
Jane Street
New York
+$123K

Top Sellers

Rank Fund Capital Flow
1
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$75K

NUSC Hedge Fund Activity: Q4 2017 in Review

11 of the 4,419 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2017, worth a combined $30.5M — up 157% from $11.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new NUSC positions and 1 closed out — a net gain of 3 holders — while 5 added to existing stakes and 0 trimmed.

The largest buyer was Teachers Insurance & Annuity Association of America, adding an estimated $16.6M. The largest seller was Carson Wealth (CWM LLC), exiting entirely with an estimated $75K sold.

  • 11 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2017, up from 8 in Q3 2017.
  • Funds reported $30.5M of Nuveen ESG Small-Cap ETF stock for Q4 2017, up 157% quarter-over-quarter.
  • 4 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2017 and 1 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2017 was Teachers Insurance & Annuity Association of America, an estimated $16.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2017 was Carson Wealth (CWM LLC), an estimated $75K sold.

Based on aggregated 13F filings for Q4 2017.