Carroll Financial Associates’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Carroll Financial Associates’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-38	Closed	-$1K	–	1604
2019 Q4	$1K	Hold	38	–	–	﹤0.01%	1461
2019 Q3	$1K	Hold	38	–	–	﹤0.01%	1437
2019 Q2	$1K	Hold	38	–	–	﹤0.01%	1487
2019 Q1	$1K	Hold	38	–	–	﹤0.01%	1315
2018 Q4	$0	Hold	38	–	–	﹤0.01%	1359
2018 Q3	$1K	Hold	38	–	–	﹤0.01%	1263
2018 Q2	$1K	Hold	38	–	–	﹤0.01%	1224
2018 Q1	$1K	Hold	38	–	–	﹤0.01%	1210
2017 Q4	$1K	Hold	38	–	–	﹤0.01%	1188
2017 Q3	$1K	Hold	38	–	–	﹤0.01%	1157
2017 Q2	$0	Buy	+38	New	+$978	﹤0.01%	1220

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $4.86B AUM 22.78% 1-Year Est. Return

Stewardship Advisors Mount Joy, Pennsylvania $435M AUM 13.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BWP

BSW Wealth Partners Boulder, Colorado $899M AUM 28.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carroll Financial Associates's NUSC Position: Q1 2020 in Review

Carroll Financial Associates sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q1 2020, closing a stake of 38 shares — an estimated $1K sold.

Carroll Financial Associates first reported a position in NUSC in Q2 2017 and held it in 11 quarters. The position peaked at $1K in Q4 2019. 73 funds tracked by Wall St. Rank hold NUSC as of Q1 2020.

Carroll Financial Associates reported no remaining Nuveen ESG Small-Cap ETF position as of Q1 2020 after selling out during the quarter.
Carroll Financial Associates sold 38 Nuveen ESG Small-Cap ETF shares in Q1 2020, an estimated $1K.
Carroll Financial Associates first reported a position in Nuveen ESG Small-Cap ETF in Q2 2017 and held it in 11 quarters.
Carroll Financial Associates's Nuveen ESG Small-Cap ETF position peaked at $1K in Q4 2019.
73 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q1 2020.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.