Advisor Group’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Advisor Group’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$15K	Hold	486	–	–	﹤0.01%	4116
2019 Q3	$14K	Sell	486 -61	-11%	-$1.78K	﹤0.01%	4172
2019 Q2	$16K	Sell	547 -98	-15%	-$2.85K	﹤0.01%	4115
2019 Q1	$18K	Sell	645 -3,816	-86%	-$106K	﹤0.01%	4040
2018 Q4	$111K	Hold	4,461	–	–	﹤0.01%	2567
2018 Q3	$141K	Buy	4,461 +153	+4%	+$4.84K	﹤0.01%	2479
2018 Q2	$132K	Hold	4,308	–	–	﹤0.01%	2292
2018 Q1	$122K	Hold	4,308	–	–	﹤0.01%	2392
2017 Q4	$123K	Buy	4,308 +4,114	+2,121%	+$115K	﹤0.01%	2411
2017 Q3	$5K	Sell	194 -20,541	-99%	-$541K	﹤0.01%	4277
2017 Q2	$542K	Buy	20,735 +8,864	+75%	+$228K	0.01%	1101
2017 Q1	$303K	Buy	+11,871	New	+$300K	0.01%	1375

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

BWP

BSW Wealth Partners Boulder, Colorado $899M AUM 28.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Advisor Group's NUSC Position: Q4 2019 in Review

Advisor Group held its Nuveen ESG Small-Cap ETF (NUSC) position steady in Q4 2019 at 486 shares worth $15K. The position accounts for ﹤0.01% of the portfolio, ranked #4116.

Advisor Group first reported a position in NUSC in Q1 2017 and has held it in 12 quarters since. The position peaked at $542K in Q2 2017. 74 funds tracked by Wall St. Rank hold NUSC as of Q4 2019.

Advisor Group held 486 shares of Nuveen ESG Small-Cap ETF worth $15K as of Q4 2019.
Advisor Group left its Nuveen ESG Small-Cap ETF share count unchanged in Q4 2019.
Nuveen ESG Small-Cap ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #4116 holding.
Advisor Group first reported a position in Nuveen ESG Small-Cap ETF in Q1 2017 and has held it in 12 quarters since.
Advisor Group's Nuveen ESG Small-Cap ETF position peaked at $542K in Q2 2017.
74 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.