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Nuveen ESG Small-Cap ETF

234 hedge funds and large institutions have $880M invested in Nuveen ESG Small-Cap ETF in 2024 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 80 increasing their positions, 81 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 10

6% more capital invested

Capital invested by funds: $831M → $880M (+$49.1M)

3% more funds holding

Funds holding: 227234 (+7)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1% less repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 81

4.17% less ownership

Funds ownership: 78.57%74.41% (-4.2%)

Holders
234
Holders Change
+7
Holders Change %
+3.08%
% of All Funds
3.37%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
24
Increased
80
Reduced
81
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$276M +$54.6M +1,392,066 +27%
TIAA Trust, National Association
2
TIAA Trust, National Association
North Carolina
$66.5M +$932K +23,772 +2%
Morgan Stanley
3
Morgan Stanley
New York
$56.7M -$50.4M -1,284,981 -49%
AWP
4
Abacus Wealth Partners
California
$49.3M +$341K +8,701 +0.7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$37.9M -$7.43M -189,658 -17%
MWM
6
Mission Wealth Management
California
$32.3M -$898K -22,895 -3%
LPL Financial
7
LPL Financial
California
$23.7M -$745K -19,007 -3%
UBS Group
8
UBS Group
Switzerland
$20.6M +$1.71M +43,583 +10%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$18.9M +$2.2M +56,213 +14%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$17.1M +$1.75M +44,697 +12%
Ameriprise
11
Ameriprise
Minnesota
$14.9M -$455K -11,608 -3%
AAS
12
Ameritas Advisory Services
Nebraska
$12.5M -$844K -21,534 -7%
Wells Fargo
13
Wells Fargo
California
$11.4M -$755K -19,270 -7%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$11.1M -$853K -21,761 -8%
Creative Planning
15
Creative Planning
Kansas
$9.51M -$518K -13,205 -5%
Corient Private Wealth
16
Corient Private Wealth
Florida
$6.99M +$4.32M +110,270 +191%
FPF
17
First Pacific Financial
Washington
$6.87M +$251K +6,401 +4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$6.06M +$218K +5,552 +4%
CCM
19
Colorado Capital Management
Colorado
$5.87M -$59.9K -1,527 -1%
EB
20
Eastern Bank
Massachusetts
$5.59M +$302K +7,711 +6%
Stifel Financial
21
Stifel Financial
Missouri
$5.52M +$105K +2,681 +2%
WWA
22
WCG Wealth Advisors
Nevada
$5.25M -$125K -3,198 -2%
AF
23
Allworth Financial
California
$5.18M +$326K +8,325 +7%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.95M -$715K -18,227 -13%
DAS
25
Dynamic Advisor Solutions
Arizona
$4.88M +$184K +4,688 +4%

NUSC Hedge Fund Activity: Q1 2024 in Review

234 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2024, worth a combined $880M — up 5.9% from $831M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new NUSC positions and 10 closed out — a net gain of 14 holders — while 80 added to existing stakes and 81 trimmed.

The largest buyer was Bank of America, adding an estimated $54.6M. The largest seller was Morgan Stanley, cutting an estimated $50.4M.

  • 234 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2024, up from 227 in Q4 2023.
  • Funds reported $880M of Nuveen ESG Small-Cap ETF stock for Q1 2024, up 5.9% quarter-over-quarter.
  • 24 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2024 and 10 closed out, a net change of +14 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2024 was Bank of America, an estimated $54.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2024 was Morgan Stanley, an estimated $50.4M sold.

Based on aggregated 13F filings for Q1 2024.