Rockefeller Capital Management
NUSC icon

Rockefeller Capital Management’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Rockefeller Capital Management’s Portfolio NUSC Stock Details NUSC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$4.31M Buy
88,750
+491
+0.6% +$25.1K 0.01% 1060
2026
Q2 		$4.6M Buy
88,259
+3,106
+4% +$153K 0.01% 1002
2026
Q1 		$3.84M Sell
85,153
-311
-0.4% -$14.5K 0.01% 1031
2025
Q4 		$3.82M Buy
85,464
+4,154
+5% +$185K 0.01% 972
2025
Q3 		$3.59M Buy
81,310
+31,365
+63% +$1.33M 0.01% 936
2025
Q2 		$2.03M Sell
49,945
-461
-0.9% -$17.8K ﹤0.01% 1109
2025
Q1 		$1.93M Sell
50,406
-46,000
-48% -$1.91M ﹤0.01% 1054
2024
Q4 		$4.04M Sell
96,406
-15,327
-14% -$669K 0.01% 783
2024
Q3 		$4.79M Sell
111,733
-381
-0.3% -$15.7K 0.01% 716
2024
Q2 		$4.41M Buy
112,114
+294
+0.3% +$11.7K 0.01% 726
2024
Q1 		$4.65M Buy
111,820
+796
+0.7% +$31.2K 0.01% 717
2023
Q4 		$4.34M Buy
111,024
+66,969
+152% +$2.36M 0.01% 678
2023
Q3 		$1.53M Sell
44,055
-1,393
-3% -$51.4K 0.01% 942
2023
Q2 		$1.68M Hold
45,448
– – 0.01% 912
2023
Q1 		$1.61M Sell
45,448
-119
-0.3% -$4.33K 0.01% 891
2022
Q4 		$1.56M Sell
45,567
-23
-0.1% -$803 0.01% 848
2022
Q3 		$1.46M Sell
45,590
-2,446
-5% -$86.1K 0.01% 871
2022
Q2 		$1.58M Buy
48,036
+2,095
+5% +$75.3K 0.01% 838
2022
Q1 		$1.83M Sell
45,941
-575
-1% -$22.7K 0.01% 827
2021
Q4 		$1.95M Buy
46,516
+668
+1% +$29.8K 0.01% 798
2021
Q3 		$1.99M Buy
45,848
+45,312
+8,454% +$2M 0.01% 752
2021
Q2 		$24K Sell
536
-107
-17% -$4.76K ﹤0.01% 2406
2021
Q1 		$27K Buy
643
+536
+501% +$22.6K ﹤0.01% 2152
2020
Q4 		$4K Buy
107
+28
+35% +$968 ﹤0.01% 2503
2020
Q3 		$2K Buy
79
+62
+365% +$1.81K ﹤0.01% 2422
2020
Q2 		$0 Hold
17
– – ﹤0.01% 2653
2020
Q1 		$0 Buy
+17
New +$479 ﹤0.01% 2446

Other funds holding NUSC

Abacus Wealth Partners
Abacus Wealth Partners Santa Monica, California $886M AUM 14.95% 1-Year Est. Return
TIAA-CREF Individual & Institutional Services
TIAA-CREF Individual & Institutional Services New York $29.5B AUM
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Mission Wealth Management
Mission Wealth Management Santa Barbara, California $6.32B AUM 20.97% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return
Boston Common Asset Management
Boston Common Asset Management Boston, Massachusetts $1.72B AUM 26.04% 1-Year Est. Return
North Berkeley Wealth Management
North Berkeley Wealth Management Berkeley, California $258M AUM 15.55% 1-Year Est. Return
First Pacific Financial
First Pacific Financial Vancouver, Washington $978M AUM 12.87% 1-Year Est. Return

Rockefeller Capital Management's NUSC Position: Q3 2026 in Review

Rockefeller Capital Management increased its Nuveen ESG Small-Cap ETF (NUSC) stake by 0.56% in Q3 2026, buying an estimated $25.1K and bringing the position to 88,750 shares worth $4.31M. The position accounts for 0.01% of the portfolio, ranked #1060.

Rockefeller Capital Management first reported a position in NUSC in Q1 2020 and has held it in 27 quarters since. The position peaked at $4.79M in Q3 2024. 231 funds tracked by Wall St. Rank hold NUSC as of Q3 2026.

  • Rockefeller Capital Management held 88,750 shares of Nuveen ESG Small-Cap ETF worth $4.31M as of Q3 2026.
  • Rockefeller Capital Management bought 491 Nuveen ESG Small-Cap ETF shares in Q3 2026, an estimated $25.1K.
  • Nuveen ESG Small-Cap ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #1060 holding.
  • Rockefeller Capital Management first reported a position in Nuveen ESG Small-Cap ETF in Q1 2020 and has held it in 27 quarters since.
  • Rockefeller Capital Management's Nuveen ESG Small-Cap ETF position peaked at $4.79M in Q3 2024.
  • 231 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.