Golden State Wealth Management’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,895	Closed	-$55K	–	628
2019 Q3	$55K	Buy	1,895 +1	+0.1%	+$29	0.02%	405
2019 Q2	$56K	Buy	1,894 +76	+4%	+$2.25K	0.02%	427
2019 Q1	$52K	Buy	+1,818	New	+$52K	0.02%	433