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Golden State Wealth Management’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Golden State Wealth Management’s Portfolio NUSC Stock Details NUSC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-1,895
Closed -$55K – 640
2019
Q3 		$55K Buy
1,895
+1
+0.1% +$29 0.02% 405
2019
Q2 		$56K Buy
1,894
+76
+4% +$2.21K 0.02% 427
2019
Q1 		$52K Buy
+1,818
New +$50.6K 0.02% 433

Other funds holding NUSC

Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
TF
TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
MWM
Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return
MIAN
Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return
BWP
BSW Wealth Partners Boulder, Colorado $899M AUM 28.56% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Golden State Wealth Management's NUSC Position: Q4 2019 in Review

Golden State Wealth Management sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q4 2019, closing a stake of 1,895 shares — an estimated $55K sold.

Golden State Wealth Management first reported a position in NUSC in Q1 2019 and held it in 3 quarters. The position peaked at $56K in Q2 2019. 74 funds tracked by Wall St. Rank hold NUSC as of Q4 2019.

  • Golden State Wealth Management reported no remaining Nuveen ESG Small-Cap ETF position as of Q4 2019 after selling out during the quarter.
  • Golden State Wealth Management sold 1,895 Nuveen ESG Small-Cap ETF shares in Q4 2019, an estimated $55K.
  • Golden State Wealth Management first reported a position in Nuveen ESG Small-Cap ETF in Q1 2019 and held it in 3 quarters.
  • Golden State Wealth Management's Nuveen ESG Small-Cap ETF position peaked at $56K in Q2 2019.
  • 74 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.