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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$350M
AUM Growth
-$29.8M
Cap. Flow
-$42.8M
Cap. Flow %
-12.25%
Top 10 Hldgs %
85.6%
Holding
97
New
7
Increased
27
Reduced
31
Closed
21

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$12.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$465K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$379K
5
MCD icon
McDonald's
MCD
+$313K

Top Sells

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31.9M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$20.7M
3
MSFT icon
Microsoft
MSFT
+$2.83M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
NEWR
New Relic, Inc.
NEWR
+$957K

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.96%
2 Financials 5.52%
3 Industrials 2.04%
4 Technology 1.27%
5 Healthcare 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
51
Berkshire Hathaway Class A
BRK.A
$1.1T
$318K 0.09%
1
– –
DIAL icon
52
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
$315K 0.09%
15,400
– –
SPTM icon
53
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$311K 0.09%
8,520
-744
-8% -$26.7K
SPYG icon
54
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$307K 0.09%
+7,914
New +$301K
VNQ icon
55
Vanguard Real Estate ETF
VNQ
$39.2B
$306K 0.09%
3,465
+53
+2% +$4.64K
MRK icon
56
Merck
MRK
$322B
$301K 0.09%
3,745
+69
+2% +$5.28K
XEL icon
57
Xcel Energy
XEL
$48.8B
$299K 0.09%
4,977
– –
HD icon
58
Home Depot
HD
$331B
$291K 0.08%
1,399
-176
-11% -$35.1K
VBR icon
59
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$287K 0.08%
2,187
+3
+0.1% +$390
RTN
60
DELISTED
Raytheon Company
RTN
$279K 0.08%
1,601
+321
+25% +$57.8K
CMCSA icon
61
Comcast
CMCSA
$85B
$275K 0.08%
6,513
+189
+3% +$7.97K
MDYV icon
62
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$275K 0.08%
+5,360
New +$273K
IVW icon
63
iShares S&P 500 Growth ETF
IVW
$73.8B
$273K 0.08%
6,100
-380
-6% -$16.7K
IWM icon
64
iShares Russell 2000 ETF
IWM
$79.8B
$271K 0.08%
1,738
-578
-25% -$89.1K
EEM icon
65
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$256K 0.07%
5,972
-1,976
-25% -$83.9K
SPYV icon
66
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$254K 0.07%
+8,095
New +$249K
TTSH
67
DELISTED
Tile Shop Holdings
TTSH
$248K 0.07%
62,055
+11,600
+23% +$55.1K
GOOG icon
68
Alphabet (Google) Class C
GOOG
$4.36T
$242K 0.07%
4,500
+220
+5% +$12.7K
JNJ icon
69
Johnson & Johnson
JNJ
$618B
$241K 0.07%
1,734
+13
+0.8% +$1.8K
VZ icon
70
Verizon
VZ
$195B
$237K 0.07%
+4,142
New +$239K
GIS icon
71
General Mills
GIS
$19.1B
$207K 0.06%
3,962
+6
+0.2% +$310
AMLP icon
72
Alerian MLP ETF
AMLP
$13B
$206K 0.06%
4,180
– –
NEE icon
73
NextEra Energy
NEE
$181B
$203K 0.06%
3,968
-1,096
-22% -$53.9K
MDYG icon
74
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$201K 0.06%
+3,719
New +$198K
SBH icon
75
Sally Beauty Holdings
SBH
$1.43B
$188K 0.05%
14,100
+1,500
+12% +$24.5K
1 2
3
4

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q2 2019 Portfolio in Review

As of Q2 2019, NorthRock Partners held 97 positions worth $350M, down 7.8% from $379M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

NorthRock Partners withdrew a net $42.8M in Q2 2019, closing 21 positions and reducing 31 holdings. Its most notable exit was Invesco BulletShares 2019 Corporate Bond ETF, an estimated $31.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 7% of assets, up from 2.6% a quarter earlier, followed by Financials and Industrials.

Against the trend, NorthRock Partners opened a new position in State Street SPDR S&P 600 Small Cap Value ETF worth $379K.

  • NorthRock Partners's largest Q2 2019 buy was State Street SPDR S&P 600 Small Cap Value ETF: 6,250 shares worth $379K.
  • NorthRock Partners added most to Target in Q2 2019, an estimated $12.9M increase.
  • NorthRock Partners's biggest Q2 2019 reduction was ClearBridge MLP and Midstream Fund Inc., cutting an estimated $20.7M.
  • NorthRock Partners fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q2 2019, selling an estimated $31.9M.
  • NorthRock Partners's ten largest holdings make up 86% of its $350M portfolio in Q2 2019.
  • NorthRock Partners opened 7 new positions and closed 21 in Q2 2019.
  • NorthRock Partners's portfolio value fell 7.8% quarter-over-quarter to $350M.

Based on NorthRock Partners's 13F filing for Q2 2019, filed 12 Aug 2019.